The Topics API

This document is an individual draft proposal. It has not been adopted by the Private Advertising Technology Community Group.

With the upcoming removal of third-party cookies on the web, key use cases that browsers want to support will need to be addressed with new APIs. One of those use cases is interest-based advertising.

Interest-based advertising (IBA) is a form of personalized advertising in which an ad is selected for the user based on interests derived from the sites that they’ve visited in the past. This is different from contextual advertising, which is based solely on the interests derived from the current site being viewed (and advertised on). One of IBA’s benefits is that it allows sites that are useful to the user, but perhaps could not be easily monetized via contextual advertising, to display more relevant ads to the user than they otherwise could, helping to fund the sites that the user visits.

Specification

See the draft specification.

The API and how it works

The intent of the Topics API is to provide callers (including third-party ad-tech or advertising providers on the page that run script) with coarse-grained advertising topics that the page visitor might currently be interested in. These topics will supplement the contextual signals from the current page and can be combined to help find an appropriate advertisement for the visitor.

Example usage to fetch an interest-based ad:

// document.browsingTopics() returns an array of up to three topic objects in random order.
const topics = await document.browsingTopics();

// The returned array looks like: [{'configVersion': String, 'modelVersion': String, 'taxonomyVersion': String, 'topic': Number, 'version': String}]

// Get data for an ad creative.
const response = await fetch('https://ads.example/get-creative', {
  method: 'POST',
  headers: {
    'Content-Type': 'application/json',
  },
  body: JSON.stringify(topics)
});
// Get the JSON from the response.
const creative = await response.json();

// Display ad.

The topics are selected from an advertising taxonomy. The initial taxonomy (proposed for experimentation) will include somewhere between a few hundred and a few thousand topics (our initial design includes ~350 topics; as a point of reference the IAB Audience Taxonomy contains ~1,500) and will attempt to exclude sensitive topics (we’re planning to engage with external partners to help define this). The eventual goal is for the taxonomy to be sourced from an external party that incorporates feedback and ideas from across the industry.

The topics will be inferred by the browser. The browser will leverage a classifier model to map site hostnames to topics. The classifier weights will be public, perhaps built by an external partner, and will improve over time. It may make sense for sites to provide their own topics (e.g., via meta tags, headers, or JavaScript) but that remains an open question discussed later.

Specific details

Note that this is an explainer, the first step in the standardization process. The API is not finalized. The parameters below (e.g., taxonomy size, number of topics calculated per week, the number of topics returned per call, etc.) are subject to change as we incorporate ecosystem feedback and iterate on the API.
document.browsingTopics() returns an array of up to three topics, one from each of the preceding three epochs (weeks). The returned array is in random order.
- By providing three topics, infrequently visited sites will have enough topics to find relevant ads, but sites visited weekly will learn at most one new topic per week.
- The returned topics each have a topic id (a number that can be looked up in the published taxonomy), a taxonomy version, and a classifier version. The classifier is what maps the hostnames that the user has visited to topics.
  - The topic id is a number as that’s what is most convenient for developers. When presenting to users, it is suggested that the actual string of the topic (translated in the local language) is presented for clarity.
- The array may have zero to three topics in it. As noted below, the caller only receives topics from sites it has observed the user visit in the past.
- The document.browsingTopics() API is only allowed in a context that:
  - is secure
  - has a non-opaque origin
  - is the primary main frame or is its child iframe (i.e. not a fenced frame , not a pre-rendering page)
Topics can also be retrieved via request headers, and marked as observed and eligible for topics calculation via response headers.
- This is likely to be considerably more performant than using the JavaScript API.
- The request header can be sent along with fetch requests via specifying an option: fetch(<url>, {browsingTopics: true}).
- The request header will be sent on document requests via specifying an attribute: <iframe src=[url] browsingtopics></iframe>, or via the equivalent IDL attribute: iframe.browsingTopics = true.
- Redirects will be followed, and the topics sent in the redirect request will be specific to the redirect url.
- The request header will not modify state for the caller unless there is a corresponding response header. That is, the topic of the page won't be considered observed, nor will it affect the user's topic calculation for the next epoch.
- The response header will only be honored if the corresponding request included the topics header (or would have included the header if it wasn't empty).
- The registrable domain used for topic observation is that of the url of the request.
- Example request header: Sec-Browsing-Topics: (9 102);v=chrome.1:2:5, ();p=P0000000
  - This example has two topics, 9 and 102. They are associated with the same version: chrome.1:2:5.
  - Version breakdown:
    - chrome.1: The configuration version that identifies the algorithm (excluding the model part) used to calculate the topics.
    - 2: The version of the taxonomy for the topics.
    - 5: The version of the model used for topics classification.
  - It has an additional padding item to make the total header length consistent for different topics callers. Without the padding, an attacker can learn the number of topics for a different origin via the header length, which is often detectable as servers typically have a GET request size limit.
- Example response header: Observe-Browsing-Topics: ?1
For each week, the user’s top 5 topics are calculated using browsing information local to the browser.
- When document.browsingTopics() is called, the topic for each week is chosen as follows:
  - There is a 5% chance that a per-user, per-site, per-epoch random topic is chosen (uniformly at random). This random topic will only be returned if the caller would have received the real top topic for this site, user, and epoch (see below).
  - Otherwise, return one of the real top topics, chosen using a deterministic pseudorandom function, e.g. HMAC(per_user_private_key, epoch_number, top_frame_registrable_domain) mod 5
- Whatever topic is returned, will continue to be returned for any caller on that site for the remainder of the three weeks.
- The 5% noise is introduced to ensure that each topic has a minimum fraction of members as well as to provide some amount of plausible deniability.
- The reason that each site gets associated with only one of the user's topics for that epoch is to ensure that callers on different sites for the same user see different topics. This makes it harder to reidentify the user across sites.
  - e.g., site A might see topic ‘cats’ for the user, but site B might see topic ‘automobiles’. It’s difficult for the two to determine that they’re looking at the same user.
- The beginning of a week is per-user, per-site, and per-epoch. That is, for the same user, site A may see the new week's topics introduced at a different time than site B, and for the same user and site, the duration of a topic may not be exactly one week. This is to make it harder to correlate the same user across sites via the time that they change topics, or via the time interval between two changes.
Not every API caller will receive a topic. Only callers that observed the user visit a site about the topic in question within the past three weeks can receive the topic. If the caller (specifically the site of the calling context) did not call the API in the past for that user on a site about that topic, then the topic will not be included in the array returned by the API. The exception to this filtering is the 5% random topic, that topic will not be filtered.
- Each epoch is automatically deleted within four weeks. The exact deletion time is per-user, per-site, and per-epoch.
- Note that observing a topic also includes observing the topic's entire ancestry tree. For instance, observing /Arts & Entertainment/Humor/Live Comedy also counts as having observed /Arts & Entertainment/Humor/ and /Arts & Entertainment.
- This is to prevent the direct dissemination of user information to more parties than the technology that the API is replacing (third-party cookies).
- Example:
  - Week 1: The user visits a bunch of sites about fruits, and the Topics taxonomy includes each type of fruit.
    
    Site Visited Site Topic(s) Parties that call the Topics API on the site
    
    A Apples, Grapes T, R
    
    B Bananas S
    
    C Cantaloupe T, S
    
    D Durian
    
    E Emblica S
    
    F Apples S
    
    G Grapes S
  - End of week 1: The Topics API generates the user’s top topics for the week, and which third parties are allowed to learn about them:
    
    Top Topic Parties That Can Learn About the Topic
    
    Apples T, R, S
    
    Bananas S
    
    Cantaloupe T, S
    
    Emblica S
    
    Grapes T, R, S
  - In week 2, if a caller on any site calls the API, then the returned topic array will only include topics for which the caller is in the “Parties that Can Learn About the Topic” column for that topic for that site for that epoch.
  - If, in week 2, T is added to site B, and sees that the user is interested in Bananas, they won’t be able to receive the Bananas topic until the following epoch, in week 3. This ensures that third-parties don’t learn more about a user’s past (e.g., past interest in Bananas) than they could with cookies.
- The history window included in the calculation of topics available to each caller is three weeks.
Only topics of sites that use the API will contribute to the weekly calculation of topics.
- Further, only sites that were navigated to via user gesture are included (as opposed to a redirect, for example).
- If the API cannot be used (e.g., disabled by the user or a response header), then the page visit will not contribute to the weekly calculation.
It is possible for the caller to specify that they would like to retrieve topics without modifying state. That is, if document.browsingTopics({skipObservation:true}) is called, then the topics will be returned but the call will not cause the current page to be included in the weekly epoch calculation nor will it update the list of topics observed for the caller.
Interests are derived from a list or model that maps website hostnames to topics.
- The model may return zero topics, or it may return one or several. There is not a limit, though the expectation is 1-3.
- We propose choosing topics of interest based only on website hostnames, rather than additional information like the full URL or contents of visited websites.
  - For example, “tennis.example.com” might have a tennis topic whereas example.com/tennis would only have topics related to the more general example.com.
  - This is a difficult trade-off: topics based on more specific browsing activity might be more useful in picking relevant ads, but also might unintentionally pick up data with heightened privacy expectations.
- Initial classifiers will be trained by Google, where the training data is human curated hostnames and topics. The model will be freely available (as it is distributed with Chrome).
- It’s possible that a site maps to no topics and doesn’t add to the user’s topic history. Or it’s possible that a site adds several.
- The mapping of sites to topics is not a secret, and can be called by others just as Chrome does. It would be good if a site could learn what its topics are as well via some external tooling (e.g., dev tools).
- The mapping of sites to topics will not always be accurate. The training data is imperfect (created by humans) and the resulting classifier will be as well. The intention is for the labeling to be good enough to provide value to publishers and advertisers, with iterative improvements over time.
  - Please see below for discussion on allowing sites to set their own topics.
- The mapping of hostnames to topics will be updated over time, but the cadence is TBD.
How the top five topics for the epoch are selected:
- Topics are sorted by a two-level sort – first by priority level and then by visit count.
- Priority:
  - Each root-level topic (e.g. /Arts & Entertainment or /Autos & Vehicles) in the taxonomy is assigned a binary priority level based on industry input. The root-level topic’s descendants inherit its priority. A topic’s priority is universal across all epoch calculations for all users.
- Visit count:
  - At the end of an epoch, the browser calculates the list of eligible pages visited by the user in the previous week
    - Eligible visits are those that used the API, and the API wasn’t disabled
      - e.g., disabled by preference or site response header
  - For each page, the host portion of the URL is mapped to its list of topics
  - The topics are accumulated
If the user opts out of the Topics API, or is in incognito mode, or the user has cleared all of their history, the list of topics returned will be empty
- We considered a random response instead of empty but prefer empty because:
  - It’s clearer to users to see that after disabling the feature, or entering incognito, that no topic is sent
  - Returning random values would be a loss to utility, for marginal gain in privacy, since the API will return an empty topic for one of many reasons:
    - The user is in incognito mode
    - The caller hasn’t seen the topic
    - The user's browsing history has been cleared
    - The API is disabled
If the user doesn’t have enough browsing history to create 5 topics:
- The remaining topics will be chosen uniformly at random.
- This helps privacy without really hurting utility (e.g., it doesn't introduce a bunch of noise into the system since topics are filtered on whether the caller saw the user visit the topic).
A site can forbid topic calculation on a page via the following permission policy header:
- Permissions-Policy: browsing-topics=()
- Note: The old Permissions-Policy: interest-cohort=() from FLoC will also forbid topic calculation.

Privacy goals

The Topics API’s mission is to take a step forward in user privacy, while still providing enough relevant information to advertisers that websites can continue to thrive, but without the need for invasive tracking enabled via existing tracking methods.

What does it mean to take a step forward in privacy for Interest Based Advertising?

It must be difficult to reidentify significant numbers of users across sites using just the API.
The API should provide a subset of the capabilities of third-party cookies.
The topics revealed by the API should be less personally sensitive about a user than what could be derived using today’s tracking methods.
Users should be able to understand the API, recognize what is being communicated about them, and have clear controls. This is largely a UX responsibility but it does require that the API be designed in a way such that the UX is feasible.

Meeting the privacy goals

We expect that this proposal will evolve over time, but below we outline our initial interpretation of how we think this proposal relates to our stated privacy goals.

Evolution from FLoC

FLoC ended its experiment in July of 2021. We’ve received valuable feedback from the community and integrated it into the Topics API design. A highlight of the changes, and why they were made, are listed below:

FLoC didn’t actually use Federated learning, so why was it named Federated Learning of Cohorts?
- This is true. The intent had been to integrate federated learning into FLOC but we found that on-device computation offered enough utility and better privacy.
FLoC added too much fingerprinting data to the ecosystem
- The Topics API significantly reduces the amount of cross-site identifiable information. The coarseness of the topics makes each topic a very weak signal; different sites receiving different topics further dilutes its utility for fingerprinting.
Stakeholders wanted the API to provide more user transparency
- The Topics API uses a human-readable taxonomy which allows users to recognize which topics are being sent (e.g., in UX).
Stakeholders wanted the API to provide more user controls
- With a topic taxonomy, browsers can offer a way (though browser UX may vary) for users to control which topics they want to include
- The Topics API will have a user opt-out mechanism
FLoC wasn't an obvious privacy win over third-party cookies
- FLoC certainly provided less data about users than third-party cookies, but to more potential callers.
- The Topics API ensures that callers of the API can only learn about topics that the user visited in the past that the caller were also active on, akin to third-party cookies.
FLoC cohorts might be sensitive
- FLoC cohorts had unknown meaning. The Topics API, unlike FLoC, exposes a curated list of topics that are chosen to avoid sensitive topics. It may be possible that topics, or groups of topics, are statistically correlatable with sensitive categories. This is not ideal, but it’s a statistical inference and considerably less than what can be learned from cookies (e.g., cross-site user identifier and full-context of the visited sites which includes the full url and the contents of the pages).
FLoC shouldn’t automatically include browsing activity from sites with ads on them (as FLoC did in its initial experiment)
- To be eligible for generating users’ topics, sites wil have to use the API.

Privacy and security considerations

We consider the API to be a step toward improved user privacy on the web. It is, however, not perfect:

It is possible for an entity (or entities) to cooperate across hosts and acquire up to 15 topics per epoch for the same user in the first week.
- If the user is known to be the same across colluding sites (e.g., because they’re logged into each with a persistent identifier), then it is possible for those sites to join their topics for the user together. This could also be achieved via adding topics to URLs when navigating between cooperating sites.
- Where does 15 come from? If the caller has never seen the user before on the site, then all 3 topics that it receives (from the past 3 epochs) will be new to it. With enough colluding sites, then all 5 topics from each of 3 epochs can theoretically be joined.
- In order for these topics to be revealed, they have to come from past observation from the given caller. Meaning that this is still a subset of the vast array of data that third-party cookies could divulge.
- A potential mitigation is to detect cases where a user has provided a site with a cross-site identifier (e.g., logged in) and in that case restrict the site to a particular index of the top 5 topics. So all such sites have the same topic choice, and less information is learned.
Can anything other than topics be learned about the user’s browsing history?
- If a caller is only present on one site about a topic, and the call returns that topic, then the caller can infer the site that was visited.
  - It is theoretically possible to have a number of different callers that call the API on different sets of sites collude to determine more detail about the sites a user visited, or to accumulate a user identifier over time. This is something that the browser could potentially observe and may intervene on if necessary.
- There are two pieces of information that the API reveals that goes beyond the capabilities of third-party cookies:
  - The topic returned is one of the top 5 browsing topics for the user for the given week.
    - The caller must have already known that the user visited a page about that topic in the past few weeks, but they didn’t necessarily know that it was one of the most frequent topics.
    - We could alternatively allow each caller to have its own set of topics for a given user, which would prevent this leak. But it would allow a site to learn topics much faster if the various callers on the site communicate their topics with each other.
    - Another possible mitigation is to pick the 5 topics at random, but weighted such that more frequently visited topics are more likely to be picked. This makes it a probabilistic determination that the topic was one of the top for the user for the week.
  - If the topic returned is an ancestor of the actual observed topic, then it's possible the caller learns that the user visited a page about the ancestor topic.
    - We could noise the data a little bit to make it harder to infer this. e.g., we could randomly choose a topic that is an ancestor topic instead of the more specific topic.
There are means by which sensitive information may be revealed:
- As a caller calls the API for the same user on the same site over time, they will develop a list of topics that are relevant to that user. That list of topics may have unintended correlations to sensitive topics.
In the end, what can be learned from these human curated topics derived from the hostnames of pages that the user visits is probabilistic, and far less detailed than what cookies can provide from full page content, full urls, and precise cross-site identifiers. While imperfect, this is clearly better for user privacy than cookies.

Open questions

This proposal benefited greatly from feedback from the community, and there are many ways to provide feedback on this proposal and participate in ongoing discussions, including responding on the linked issue in the repository or in a W3C group such as the Improving Web Advertising Business Group or the Private Advertising Technology Community Group. Some issues that we’d like to discuss:

Should sites be able to set their topics, or should topics be determined by the browser or some third-party entity?
1. If the client does it, where does the ML model come from? What data is it trained on?
2. If the sites do it, might they pollute the algorithm by setting the topic to the most valuable?
What should happen if a site disagrees with the topics assigned to it by the browser?
1. Should there be a way to alter the assignment?
2. Does mislabeling cause harm?
What topic taxonomy should be used? Who should create and maintain it? How many topics should the taxonomy contain?
1. Eventually it would be good if this was produced externally to the browser and became an industry standard.
2. The taxonomy should be publicly available for transparency.
3. If the number of topics increase, we’ll need to balance that with the ability of sites to observe topics (e.g., if there are more topics, there is less of a chance that an ad-tech has seen the chosen topic in the past).
What standard might be used for determining which topics are sensitive?
1. Should they be regional?
How might the browser detect abusive usage of the API to keep the topic dissemination rate in line with expectations?
Should sites receive historic topics every visit, or first visit only?
1. For sites that users frequently visit there is no difference in privacy. For infrequently visited sites, this becomes a trade-off between topic dissemination rate and utility.
2. How might one define “first visit”?
  1. It could be: does the site have any cookies or other storage for the user? If so, it’s not first visit.

This document is an individual draft proposal. It has not been adopted by the Private Advertising Technology Community Group.

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