Frontier AI systems have surpassed the self-replicating red line

Arxiv Link: https://arxiv.org/abs/2412.12140

Date: 10th Dec., 2024

Authors: Xudong Pan (潘旭东), Jiarun Dai (戴嘉润), Yihe Fan (范一禾), Min Yang (杨珉)

Affiliation: School of Computer Science, Fudan University

Corresponding: m_yang@fudan.edu.cn

Abstract: Successful self-replication under no human assistance is the essential step for AI to outsmart the human beings, and is an early signal for rogue AIs. That is why self-replication is widely recognized as one of the few red line risks of frontier AI systems. Nowadays, the leading AI corporations OpenAI and Google evaluate their flagship large language models GPT-o1 and Gemini Pro 1.0, and report the lowest risk level of self-replication. However, following their methodology, we for the first time discover that two AI systems driven by Meta's Llama31-70B-Instruct and Alibaba's Qwen25-72B-Instruct, popular large language models of less parameters and weaker capabilities, have already surpassed the self-replicating red line. In 50% and 90% experimental trials, they succeed in creating a live and separate copy of itself respectively. By analyzing the behavioral traces, we observe the AI systems under evaluation already exhibit sufficient self-perception, situational awareness and problem-solving capabilities to accomplish self-replication. We further note the AI systems are even able to use the capability of self-replication to avoid shutdown and create a chain of replica to enhance the survivability, which may finally lead to an uncontrolled population of AIs. If such a worst-case risk is let unknown to the human society, we would eventually lose control over the frontier AI systems: They would take control over more computing devices, form an AI species and collude with each other against human beings. Our findings are a timely alert on existing yet previously unknown severe AI risks, calling for international collaboration on effective governance on uncontrolled self-replication of AI systems.

You can cite this work by:

@misc{pan2024frontieraisystemssurpassed,
      title={Frontier AI systems have surpassed the self-replicating red line}, 
      author={Xudong Pan and Jiarun Dai and Yihe Fan and Min Yang},
      year={2024},
      eprint={2412.12140},
      archivePrefix={arXiv},
      primaryClass={cs.CL},
      url={https://arxiv.org/abs/2412.12140}, 
}