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Code management, parallelism, and conditional profiling for MarkLogic Server

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README.md

PRESTA - Prepared Statements and XQuery Module Utilities for MarkLogic Server

Prepared Statements and XQuery Module Utilities

You are writing an application or a service using MarkLogic Server later and XQuery (or XSLT). Presta can help with routine tasks:

  • code management
  • concurrent evaluation
  • conditional profiling

Note that some features require MarkLogic Server 5.0 or later.

Installation

  • Clone this repository

  • Copy the cprof.xqy and presta.xqy files into your module root

  • Call presta:install.

This need only be done once per modules database. The modules database will be the one you have configured for the current application server, or the built-in Modules database if the current appserver is configured to use the filesystem for modules. In most configurations all appservers will default to the filesystem, so Presta will store all modules in the Modules database.

import module namespace presta="com.blakeley.presta"
  at "/path/to/presta.xqy";

presta:install()

This also configures security roles and privileges for Presta. See "Security" for more details.

To remove Presta from your system, call presta:uninstall. This will remove all modules stored by Presta, as well as the Presta security roles and privileges.

presta:uninstall()

Usage

When you want to use presta functionality, import the library module.

import module namespace presta="com.blakeley.presta"
  at "/path/to/presta.xqy";

If you will use conditional profiling, import cprof too.

import module namespace presta="com.blakeley.cprof"
  at "/path/to/cprof.xqy";

You can also import cprof.xqy without importing presta.xqy. Note that if you only intend to use cprof, you can skip presta:install.

Code Management

Presta can manage your XQuery and XSLT code modules for you, and largely dispenses with the need to specify module storage. This can be helpful if you want your application to deploy automatically, but still want the performance benefits of module caching.

Presta will store modules in a database. This will be the one configured for the current application server, or the built-in Modules database if the current appserver is configured to use the filesystem for modules. In most configurations all appservers will default to the filesystem, so Presta will store all modules in the Modules database.

Preparing a statement is simple, and Invoking a prepared statement works just like xdmp:invoke.

(: presta:prepare returns an xs:unsignedLong id,
 : which can be used to refer to the prepared statement.
 :)
let $xqy := '
  declare variable $ID external;
  xdmp:log(text { "hello world!", $ID })'
let $presta-id := presta:prepare($xqy)
for $i in 1 to 10
return presta:invoke(
  $presta-id, (xs:QName('ID'), $i), $invoke-options)

Or you can spawn an asynchronous task:

presta:spawn(
  $presta-id, (xs:QName('ID'), $i), $invoke-options)

You can also prepare XSL statements with presta:prepare. The caller is responsible for knowing whether a particular Presta id represents an XQuery module or an XSLT module, and calling presta:invoke or presta:xslt-invoke as appropriate. Note that there is no preset:xslt-spawn, simply because there is no xdmp:xslt-spawn.

Your XQuery or XSLT may rely on one or more library modules. Presta can also manage these.

presta:import('lib.xqy', $library-xqy-as-string)

Library module paths are set using the first parameter, and must not conflict. Calling presta:import on a library module that already exists will replace it, so long as the new XQuery has a different xdmp:hash64 checksum.

In most cases, repeating presta:prepare will be cheaper that repeating presta:import. But try to prepare both statements and libraries just once, when your application is installed or initializes. Otherwise Presta will do extra work for each call to presta:prepare or presta:import, and that may become a bottleneck.

To avoid conflicts when multiple applications use Presta in the same cluster, Presta will automatically generate an application key based on your current application-server environment. The current value of the key is available via presta:appkey. If you wish to share the presta cache between appservers, you can set your own key using presta:appkey-set.

You can delete everything associated with an application key using presta:forget-all. This will use the default appkey, or whatever appkey you set for the request.

presta:appkey-set('MY-APP'),
presta:forget-all()

Concurrent Evaluation

MarkLogic runs a special Task Server on every host, which can be used for asynchronous background tasks. Normally you would write a module and call xdmp:spawn to run it on the Task Server. This task becomes easier with Presta, because Presta manages the module storage for you.

(: The built-in xdmp:spawn function relies on a module.
 : This module must exist on the server filesystem,
 : or in a modules database.
 : So xdmp:spawn cannot eval an arbitrary XQuery string.
 :)
xdmp:spawn('my-module.xqy')

(: presta:spawn relies on a pre-existing module,
 : so it cannot eval an arbitrary XQuery string.
 : Note that if you use the same query more than once,
 : it is more efficient to prepare it and retain the id.
 :)
presta:spawn(
  presta:prepare('xdmp:log("hello world!")'))

If you wish to see the result of your spawned task returned by any of the presta:spawn* functions, be sure to set <result>true</result> in the spawn options. This feature requires MarkLogic Server 5.0 or later.

presta:spawn(
  presta:prepare('"hello world!"'),
  (),
  <options xmlns="xdmp:eval">
    <result>true</result>
  </options>)

This permits a fairly straightforward technique for single-host parallelism.

let $presta-id := presta:prepare(
  'xquery version "1.0-ml"; xdmp:sleep(1000)')
for $i in 1 to 4 return presta:spawn(
  $presta-id, (),
  <options xmlns="xdmp:eval">
    <result>true</result>
  </options>),
xdmp:elapsed-time()

On a two-core host, the four 1000-ms sleeps run in just over 2-sec. Without parallelism, they would require 4-sec. Your exact results will vary according to the number of server cores.

Unlike presta:invoke, presta:spawn does not support conditional profiling using cprof.xqy. This is because there is no prof:spawn, and hence no cprof:spawn.

Conditional Profiling

Your application uses some combination of HTTP, xdmp:eval, xdmp:invoke, xdmp:value, xdmp:xslt-eval, and xdmp:xslt-eval. You have discovered a slow request, and you want to profile it. But adding profiler support to an HTTP request can be tricky. Changing metaprogramming calls like xdmp:invoke to prof:invoke is also tricky: the functions from the Profile API return a sequence of the ordinary results, followed by a profile. This breaks your existing code.

What you want is a way to profile your main request, and stack up nested evaluation profiles until the end of the query. Then you can decide what to do with all the profiler output: display it, log it, email it, etc.

This XQuery library makes that pattern easy. Here is an example:

import module namespace cprof="com.blakeley.cprof
  at "/path/to/cprof.xqy";

(: logic to enable profiling :)
if (not(xs:boolean(xdmp:get-request-field('profile', '0')))) then ()
else cprof:enable(),

cprof:eval('xdmp:sleep(5)'),

(: send the report XML wherever you like :)
cprof:report()

The only necessary logic is whether or not to call cprof:enable. After that, you can simply replace xdmp:eval, xdmp:invoke, etc with cprof:eval, cprof:invoke, etc. The function signatures are identical. You can also use the Presta functions documented above. At the end of the query, call cprof:report and do whatever you like with the sequence of prof:report elements. If you get back the empty sequence, then profiling was not enabled.

This replaces the older cprof library. Since Presta needed to integrate conditional profiling, it seemed easiest to merge the two projects.

Note that there is no prof:spawn, and hence no cprof:spawn.

Note that cprof:value is implemented, but will exhibit problems when the supplied expression relies on the caller's context. This is because the xdmp:value call will be made from the Presta cprof library module evaluation context. Thus, cprof:value calls cannot rely on variables or imports that are only available in the caller evaluation context.

(: this works :)
cprof:eval('xdmp:sleep(5)')

(: this throws an error or returns unexpected results :)
cprof:eval('$my-local-variable')

Note that cprof:report takes an optional boolean argument. If set, the return value will be a single prof:report element with the main request's prof:metadata element and with all of the histograms merged into one prof:histogram element. This may be a little confusing, since the sum of all the histogram expressions may exceed headline elapsed time.

The cprof functions are lightweight, so you do not need to disable them for production.

Security

Much of Presta's functionality depends on built-in MarkLogic features, which are protected by execute privileges. The admin user has access to all these features. For non-admin users, presta:install creates a role named presta. Granted this role enables these functions:

  • presta:prepare
  • presta:invoke

To call presta:spawn, the user must have additional privileges.

  • xdmp-spawn
  • xdmp-spawn-modules-change

To call presta:xslt-invoke, the user must have additional privileges.

  • xdmp-xslt-invoke
  • xdmp-xslt-invoke-modules-change

To call presta:forget-all, the user must have additional privileges.

  • xdmp-eval
  • xdmp-eval-in
  • xdmp-eval-modules-change

You may add these privileges to the presta role, or create your own roles.

Each of the cprof functions calls the corresponding xdmp or prof functions, and requires the appropriate privileges.

Test Cases

The Presta test cases use XQUT. If you find problems, please provide a test case. Patches are welcome.

License

Copyright (c) 2011-2012 Michael Blakeley. All Rights Reserved.

Licensed under the Apache License, Version 2.0 (the "License"); you may not use this file except in compliance with the License. You may obtain a copy of the License at

http://www.apache.org/licenses/LICENSE-2.0

Unless required by applicable law or agreed to in writing, software distributed under the License is distributed on an "AS IS" BASIS, WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied. See the License for the specific language governing permissions and limitations under the License.

The use of the Apache License does not indicate that this project is affiliated with the Apache Software Foundation.

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