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Client-side Samples for Regulatory Requirements

This is a demonstration on the legal requirements for order tickets.

This example shows three important things which need to be in place for order tickets, to apply with the EU-MiFID regulations.

  1. When the customer wants to trade a complex AssetType, the customer must be warned that specific knowledge about this AssetType is required.
  2. The customer must have the option to examine a cost breakdown of the transaction and holding the asset for 1 year.
  3. If there is documentation about the asset (PRIIPS / KIID), the customer must have the option to download this (testing only possible with Live token).

More on KIIDS: https://www.developer.saxo/openapi/learn/market-overview

More on Costs: https://www.developer.saxo/openapi/learn/mifid-2-cost-reporting

Interactive demo: https://saxobank.github.io/openapi-samples-js/orders/regulatory-requirements/