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a simple spectrum analyser which uses rtl-sdr dongle to scan the airwaves. It provides a zero span and full scan mode. Also supports masking out a previously saved siglvls. Done after forgetting fft theory ages back, so take it with a pinch of salt, but can still be better than nothing ;-) as relative is good enough many a times.

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Playing with Looking at EM spectrum

HanishKVC, v20210110IST2011

Gist of my thinking, when I started on this

While design of a product, one is interested in understanding

  • what and all frequency emissions are there from a given product and or at a given location in the product.

    Kind of probe/antenna used and at what distance, helps decide the locality or globality of the study results.

  • how changing some aspect of the design or its setup inturn improves or worsens the situation. Relative study is good enough at one level.

So using a full-samplingrate-width window based overlapped sliding with max mode amplitude capture over multisecond data in each freq band being scanned, potentially using rectangle window function, can give a picture of what frequencies are at play. And potentially to what max amplitude levels.

While running the same with a reduced fft window size and sliding, will allow one to scan through with less fidelity in a fast way.

And using water-fall/heat-map view of fft outputs of smoothing windowed (hanning/kaiser) data, as one slides over the full data in a overlapped manner, looking at a subset of the data at each given step, should help guage how the frequencies involved are coming and going out of existance with time.

ie getting a rought picture of all the frequencies involved and to what relative amplitude levels and how they roughly change relatively on their own and with changes to design or setup is what this tries to give at a simple level. It doesnt go into nitty gritties beyond it.

It is a study in rough relatives and not absolutes, and that is good enough / sufficiently useful, many a times ;-)

One can mix and match the options supported by the program to try and explore the emissions/signals in a suitable way.

Linux with python3

along with the following python modules/libraries NumPy, MatplotLib and PyRtlSdr.

RtlSdr dongle (instead of generic dvb ones, equally cheap while targetting sdr with metal casing, tighter components may improve things a bit).

Also to reduce noise/interference from the system, ideally laptop on battery power and USB host extension cable.

Supports two scan modes

kspecanal.py zeroSpan centerFreq <theFreq>

This scans a frequency band centered at centerFreq, and spread over a band width of 2.4MHz by default (a relatively safe value, decided based on the sampling rate and sig level results of rtlsdr), again and again.

It shows the normalised fft result magnitudes of the scan on a Log scale. These are shown as 4 curves

The Red curve which is the max values seen till then.

The Yellow curve which is the min values seen till then.

The Green curve, which is the average of values seen till then.

The Blue curve, which is the current scan's values.

It also shows a heatmap | waterfall of the instanteneous(cur) signal levels over a period of time till then.

NOTE: Other than the normal zeroSpan mode explained above, it also supports zeroSpanSave and zeroSpanPlay modes, which is explained later in this document.

a sample image of zerospan

Figure: a sample image of zerospan

Scan over a large freq range, in steps and show the results both as a normal signal level plot as well as a heat map with historic data.

The signal level plot contains

Red curve - the Max level seen till then

Yellow curve - the Min level seen till then

Green curve - the average of siglvls seen till then and

Blue curve - relates to siglvl data of the current full scan. If scanRangeNonOverlap is less than 1.0, then for freqs which are scanned more than once in a overlapped manner, as part of a single full range scan, the average across the overlapped scans, is what is stored wrt cur dataset. One can see the cur curve tending towards its avg in the plot.

NOTE: Red, Yellow and Green curves work either on the raw cur data or the averaged cur data. In turn it contains a view across all full range scans till then. While the Blue curve relates to the average of the signal level seen across overlapped scans in the current full scan only.

NOTE: There is some potential non linearity towards either end of the raw scan range of rtlsdr. Do keep this in mind. Bcas of this for example for the averaged cur scan data case, the initial non overlapping part of the 1st freq window in the stepped overlapping sliding window over full freq range, denotes raw data and not avgd data (where the same freq is scanned at different positions in the raw scan range). So chances are it could be ~2-3 dB or so down potentially, based on what I have noticed.

kspecanal.py scan startFreq <theStartFreq> endFreq <theEndFreq>

One can specify a frequency range over which to scan. If the specified range is larger than what is supported by the hardware in one go, then it will step through the specified range, in steps.

The normalised fft result is clipped wrt low values (so that the noise can be clipped to some extent) and then shown on a log scale.

NOTE: If the freq range being scanned isn't a multiple of the sampling rate, then endFreq will be adjusted to make it a multiple. User will be alerted about the same, in this case.

kspecanal.py quickFullScan

is a alias for

kspecanal.py scan startFreq 30e6 endFreq 1.5e9 fftSize 64 pltCompress raw

i.e this triggers a quick scan from 30e6 to 1.5e9 with a small fftSize of 64, while parallely ensuring that the fft results are plotted without losing resolution (i.e pltCompress raw). So if the user where to zoom in to the plot, they can see the scan results with sufficient detail.

kspecanal.py fmScan

is a alias for

kspecanaly.py scan startFreq 88e6 endFreq 108e6

If user doesnt specify any arguments, then the program defaults to this mode.

a image of scan (fmscan) with pltCompress avg; Max/Min/Avg/Cur SigLevels

Figure: a image of scan (fmscan) with pltCompress avg; Max/Min/Avg/Cur SigLevels

a image of scan (fmscan) with pltCompress max; Max/Min/Avg/Cur SigLevels

Figure: a image of scan (fmscan) with pltCompress max; Max/Min/Avg/Cur SigLevels

a image of scan (fmscan) with pltCompress max; Min and Avg SigLevels only

Figure: a image of scan (fmscan) with pltCompress max; Min and Avg SigLevels only

Sometimes you may want to remove the existing signals from the plot and then check for any new signals and or variation wrt existing signal levels. To help with same the program supports the following commandline arguments.

saveSigLvls <file_to_save_to>

This tells the program to save the current Avg signal levels to be saved into the specified file, along with start and end freqs of the current range of freqs being scanned.

adjSigLvls <file_with_siglvls>

The program loads signal levels from the specified file and inturn substract the same from the current signal levels, before plotting them.

This works provided the current frequency range being scanned is the same as the freq range when the signal levels were saved.

NOTE: This shifts the signal floor to 0 dB.

One requires to pass to adjsiglvls a signal levels file, which was saved from a equivalent scan previously ;-(

Example:

To save existing signal levels use

kspecanal.py zeroSpan centerFreq <SomeFreqOfInterest> saveSigLvls /tmp/siglevels.bin

To check for any changes wrt previously saved signal levels use

kspecanal.py zeroSpan centerFreq <SomeFreqOfInterest> adjSigLvls /tmp/siglevels.bin

NOTE: Even thou the example above shows zeroSpan mode, it also works for scan mode.

a sample image of zerospan adjusted wrt prev captured siglevels

Figure: a sample image of zerospan adjusted wrt prev captured siglevels

a sample image of scan (fmscan) adjusted wrt prev captured siglevels

Figure: a sample image of scan (fmscan) adjusted wrt prev captured siglevels

To ensure that we sample emissions of interest more often, without wasting time on plotting them etc (any event during which we may miss out, in the current flow of logic), one can sample and save fft results, into a file along with timestamp and then at a later date or time, we can playback this capture.

NOTE: By reducing the fftSize to 1024 or 512 or so, you can speed up the interval at which fft results are captured. At same time these results will have lesser freq resolution, as there will be fewer freq fft bins, but that may be fine in many cases. If you use a non default fftSize, remember to specify the same for both save and play runs.

The program supports the following commandline arguments to support this.

zeroSpanSave zeroSpanSaveFile <FileToSaveTo>

Do zeroSpan in save mode. The fft results of scans are saved into the specified file. No signal level plots/heatmaps are shown in this mode.

NOTE: User can use ctrl+c to quit the program, once they have captured scan results for the time that they require. User may have to press ctrl+c more than once, sometimes. By default the program will capture prgLoopCnt number of scan results, if the user doesnt quit the program before that. If user wants to capture for a longer time, then they should specify a larger value for the same in the commandline.

zeroSpanPlay zeroSpanPlayFile <SavedFileToPlayback>

Do zeroSpan in play mode. In this mode, instead of plotting the current emissions, it plots emissions which were captured previously using zeroSpanSave mode.

NOTE: This is currently supported only wrt zerospan. Also it saves the overlapped sliding based cumulated fft results of its curScan logic, so one cant apply different window on raw time domain data samples at a later time during playback or so.

Example:

kspecanal.py zeroSpanSave centerFreq <FreqOfIntereset> zeroSpanSaveFile <FileToSaveDataTo>

kspecanal.py zeroSpanPlay centerFreq <freqUsedWhenSaving> zeroSpanPlayFile <FileUsedWhileSaving>

NOTE: If the specified centerFreq/samplingRate/gain for zeroSpanPlay is different from the one used during zeroSpanSave, then the prg will update them to match that in saved file and the user will be alerted about the same in the commandline.

Quit - On pressing the Quit button, the btn label changes to QuitWait, inturn the program finishes the current freq band scan and then exits the scan loop and changes btn label to QuitPress. User can now either explore the plots using the pan and zoom buttons in the gui, if they so desire. Then on pressing any key in the console from where the prg was started, the program will quit.

Pause - This toggles the pltHighsPause between enable and disable. If enabled, then user requires to press any key in the console, to step into next round of scan. Parallely the user can explore the plots before pressing any key in the console.

Levels - This toggles the bPltLevels between enable and disable.

HeatMap - This toggles the bPltHeatMap between enable and disable.

MinLvls - Toggle the display of Minimum SigLevels till now curve.

MaxLvls - Toggle the display of Maximum SigLevels till now curve.

AvgLvls - Toggle the display of Averaged SigLevels till now curve.

CurLvls - Toggle the display of the current scan signal levels.

Clicking anywhere on the heatmap, shows the freq related to that location, as part of the xlabel.

The logic is setup to apply fft on fftSize samples at a time, which is independent of the samplingRate specified. This in turn controls the fft bin width | RBW to be around samplingRate/fftSize. Inturn what is shown on the screen is also controlled by xRes, larger the xRes more finegrained the amount of data shown on screen, provided the screen resolution is also equally good.

There is processing and plotting delay between the repeating scans, so any signal occuring at that time will be lost. Similarly when using scan to scan through a large freq range (especially when doing beyond 2.4MHz band) at any given time only a freq band equivalent to samplingRate is what is being monitored, so any signals occuring in any other bands at that time will not be captured.

If there is a error in setting up the sdr, then the value of that freq band gets set to all 1s, this inturn leads to a level of around -25 or so in the levels plot.

For real signal the curscan flow maintains the signal levels; while for complex iq signal data, curscan flow adds 3dB to signal levels. Also dont forget that the default pltCompress of Avg, eats into the siglevels in general.

Do keep in mind that Signal Levels plot (Avg) and heatmap (Max) use different pltCompress modes by default. So the contents may appear not to match one another on a quick glance, as avg chops the weakly spread signals more.

samplingRate <samplingRateFloat>

Default 2.4e6; this is a good value for rtlsdr. If you want, you can reduce it.

minAmp4Clip <float>

Default (1/256)*0.00001; Change it to control the forced noise floor. Any measured signal level below this in the freq domain will be set to this value.

gain <gainFloat>

Default 19.1; Increase or reduce this depending on the strength of the signals being studied.

window <ones|hanning|kaiser|hamming>

Default: ones - equivalent to no window; Controls whether a windowing function is applied to the time domain samples, before fft is done. Helps get a better sense about the signals in a scan. Useful if only a limited scan is being done. For small fft window size, overlapped sliding may be more useful.

fftSize <integer>

Default: 2**14; The number of samples that is run through the fft in one go. This also decides the resolution bandwidth of the logic. Larger the fftSize, finer the freq resolution. Needs to be a power of two value, or else multiple of xRes.

curScanNonOverlap <float>

Default: 0.1; As the small size fft window is slide over a larger signal sample dataset, this controls how much of the data is skipped during the overlapping. 0.1 means 90% overlapping 1.0 means 0% overlapping. Overlapping normally helps get a better feel of the signal level, even thou only a fraction of a second worth of data is run through fft at a time.

curScanCumuMode <Avg|Max|Min|Raw>

Default Avg; Change to Max, if one wants to know the max value noticed at any time during the scan.

bPltLevels <true|false>

Default: True; Control whether the current internal scan signal level is plotted or not. Disabling this will speed up the scan interval a bit.

bPltHeatMap <true|false>

Default: True; Control whether the signal level history | heat map is plotted or not. Disabling this will speed up the scan interval a bit.

scanRangeNonOverlap <float>

Default: 0.5; Change to control how much of the freq band is overlapped as the scan range logic scans/steps through a given range of frequencies. Set it to 1.0 to avoid overlapping, or set it to 0.5 to overlap 50% of the freq band, as the logic tunes to the next center freq to scan the next adjacent freq band. Could help overcome any non linearity in measuring within a freq band, to an extent.

NOTE: If fftSize is power of 2 value, then the scanRangeNonOverlap will require to be value which is some sum of (1/2**N)'s, which is less than 1.0 i.e values like 0.03125, 0.0625, 0.125, 0.25, 0.5, 0.75, 0.78125 or 0.09375 or so ...

NOTE: more overlapping also cumulates signal over time.

prgLoopCnt <int>

Default: A large value; Change to a smaller value, if you want to scan for a short amount of time like few minutes or so. As zooming or panning the plot, when the program is running and updating the plot is not easy and consistent, so one can scan for a short time, and then once the scan is finished look into the scan plot in detail, or else one will have to wait till the program stops after a long time.

pltCompress <Raw|Avg|Max|Min|Conv>

Default: Average; This allows one to control how finegrained or not is the signal levels across adjacent freqs that are shown. This along with fftSize and xRes, decides how finegrained is the freq resolution you see on the screen. NOTE: Using Avg will smooth the display, but will impact the signal levels seen. This controls the signal levels plot and doesnt impact the heatmap plot. Also note that in the default program flow, it may operate on log data and not the raw siglevel data. So averaging is not a simple averaging in one sense.

xRes <int_poweroftwovalue>

Default: 512; This controls the horizontal resolution (number of data points related to frequencies or groups of adjacent frequencies) of the data passed to the plotting logic. This needs to be equal to fftSize or normally (when fftSize is large) a sub multiple of fftSize, if not the logic will try to find a suitable xRes on its own. If logic is changing the xRes to make it a submultiple of fftSize, it will try and find the smallest submultiple, which it feels is ok, and this could be too small for your taste, in which case, remember to set a larger submultiple urself, so that logic doesnt require to do anything.

To ensure that any signal freq (or rather its fft related bin/group of freqs) related info is not lost wrt the heatmap display, each data point in the heatmap should ideally correspond to atleast 1 pixel on your screen, if not you will lose some amount of freq resolution wrt display.

NOTE: pltCompress/pltCompressHM of raw or conv will ignore xRes. xRes is used mainly when Max or Min or Avg is used wrt pltCompress[HM].

pltHighsNumMarkers <int>

Default: 5; Control how many markers should be shown in the plot, wrt the high signal levels.

If multiple curves are enabled for the plot, then the logic shows the markers for one of these curves, as decided based on this priority. High : Cur - Avg - Min - Max : Low

pltHighsDelta4Marking <float>

Default: 0.025; Specify how much fraction of the plot's full freq range, is used as the delta needed between marked frequencies, when deciding whether to mark the high signal level freq on the plot or not.

pltHighsPause <boolean>

Default: False; Specify whether the scan range plot should pause after each scan of the specified range of frequencies. THis allows the user to see the list of high signal level frequencies, on the plot. Independent of above, the list of high siglevel freqs is also printed on the console.

bGrid <boolean>

Default: True; Control whether a grid is shown as part of the levels plot.

bUsePSD <boolean>

Default: False; Control whether psd or my fft based logic is used. PSD provides equivalent of power spectrum, while my logic provides equivalent of a magnitude spectrum. The PSD and related specgram logic added to verify that the program's internal logic, is working as expected and not having any issue in general.

gbScanRangeBaseDataIsRaw <boolean>

Default: False; If TRUE, Max-Min-Avg uses the curScan result as its source. Else Max-Min-Avg use the avg of the overlapped curScan results.

NOTE: Do look into the source to get the latest | current default setting for the different options, and or to change as one sees fit.

For more representative signal level display, use the following property values

ZeroSpan mode

pltCompress raw <OR ELSE> pltCompress max <OR ELSE> pltCompress min

Scan mode

# Start with avg to get a rough overview

pltCompress avg

# Switch to conv to get a more representative view

pltCompress conv

# Then use max or min or raw to get the more practical view

pltCompress raw <OR ELSE> pltCompress max <OR ELSE> pltCompress min

# U can also add scanRangeNonOverlap to the mix

scanRangeNonOverlap 1.0 and or scanRangeNonOverlap 0.03125

NOTE: Dont use pltCompress raw or conv, if you are scanning a very large range like 100Mhz or more, unless fftSize is also reduced to something like 64 or so. Else pyplot will slow down. While fftSize of 64 or so will still ensure that there is a basic level of freq info still available in the plot, if the user were to zoom in to see the same.

To ensure that heatmap doesnt eat up any signal data, set the xRes to match the actual screen resolution of the heatmap and or lesser than it.

NOTE: HeatMap by default uses pltCompressHM mapped to Max logic for its data and is Not user controllable from commandline.

Account -ve freqs of complex iq fft. [Done]

Put something similar to old dwelltime, but controlled using rbw rather than dwell time. Along with windowing and some amount of limited sliding. [5050]

Add Max based cumulation of fft result and provide option to switch between average and Max [Done].

Add the running heatmap/waterfall view [Done].

Overlap across scan bands [Done].

Use pygame or cairo or .. to do the plots. Heatmap with large freq bands and default or large fftSize, could bring the program and the system to its knees. And or parallely save into image with sufficient resolution. Also the imshow, losses signal info, if the signal is surrounded by very weak or no signal in the adjacent frequencies. Need to use implement my own logic, with max instead of averaging when mapping multiple data points into individual pixels. [Done Rather process the data by merging adjacent data points, before plotting them]

Skip few fft bins at begin and end, of each curscan, so that mirroring/minimal leakage if any of freq at one end to other end can be bypassed i.e wrt freqs around the nyquist freq and or to discard non linearity across the freq band and or ...

Assume default sampled data as being a oversampled capture and then create a interpolated data which has a higher sample resolution, but potentially lower effective freq bandwidth. This will use the freq overlapped sliding in a slightly different way which inturn has a lower freq overlap at the end.

Say decimate 4 adjacent samples into 1 sample and then divide by 2. Gaining 1 additional bit resolution wrt samples, while reducing the effective freq band being captured per scan by 4 potentially. Need to check how this may work out practically. Or rather leave it has a option to the user to decide, whether to use it or not. Add as a preprocessor of time domain data.

About

a simple spectrum analyser which uses rtl-sdr dongle to scan the airwaves. It provides a zero span and full scan mode. Also supports masking out a previously saved siglvls. Done after forgetting fft theory ages back, so take it with a pinch of salt, but can still be better than nothing ;-) as relative is good enough many a times.

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