Blockchain Papers

A curated list of blockchain-related academic papers.

Table of Contents

1. General
2. Consensus
3. Cryptography
4. Block generation parameters
5. Stake
6. Attacks
7. Wallets
8. Crime
9. Economics
10. Marketplaces and Trust
11. Privacy
12. Sidechains, Higher layer and Scalability
13. Fungibility
14. Network
15. Smart Contracts
16. Formal Methods
17. Proof of work
18. Survey, Sociological & Anthropological
19. Applications
20. License

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General

• Bitcoin: A Peer-to-Peer Electronic Cash System. Nakamoto S. '08.
• SoK: Research Perspectives and Challenges for Bitcoin and Cryptocurrencies. Bonneau J, Miller A, Clark J, Narayanan A, Kroll JA, Felten EW. S&P '15.

Consensus

• The Bitcoin Backbone Protocol: Analysis and Applications. Garay J, Kiayias A, Leonardos N. EUROCRYPT '15.
• The Bitcoin Backbone Protocol with Chains of Variable Difficulty. Garay J. Kiayias A, Leonardos N. '16.
• Analysis of the Blockchain Protocol in Asynchronous Networks. Pass R, Seeman L, shelat a. EUROCRYPT '17.
• On Trees, Chains and Fast Transactions in the Blockchain. Kiayias A, Panagiotakos G. '16.
• "RSCoin": Centrally banked cryptocurrencies. Danezis G, Meiklejohn S. '15.
• Anonymous Byzantine Consensus from Moderately-Hard Puzzles: A Model for Bitcoin. Miller A, LaViola JJ Jr. '14.

Cryptography

• On Bitcoin as a public randomness source. Bonneau J, Clark J, Goldfeder S. '15.
• Distributed Cryptography Based on the Proofs of Work. Andrychowicz M, and Dziembowski S. '14.

Block generation parameters

• Bootstrapping the Blockchain - Directly. Garay JA, Kiayias A, Leonardos N, Panagiotakos G. '16.
• Speed-Security Tradeoffs in Blockchain Protocols. Kiayias A, Panagiotakos G. '15.
• "GHOST": Secure High-Rate Transaction Processing in Bitcoin. Sompolinsky Y, Zohar A. FC '15.
• "PHANTOM": A Scalable BlockDAG protocol. Sompolinsky Y, Zohar A. '18.
• Inclusive Block Chain Protocols. Lewenberg Y, Sompolinsky Y, Zohar A. FC '15.
• On the Security and Performance of Proof of Work Blockchains. Gervais A, Karame GO, Wüst K, Glykantzis V, Ritzdorf H, Capkun S. CCS '16.

Stake

• Ouroboros: A provably secure proof-of-stake blockchain protocol. Kiayias A, Russell A, David B, Oliynykov R. '16.
• ALGORAND: The Efficient and Democratic Ledger. Micali S. '16.
• "ByzCoin": Enhancing Bitcoin Security and Performance with Strong Consistency via Collective Signing. Kogias EK, Jovanovic P, Gailly N, Khoffi I, Gasser L, Ford B. USENIX '16.
• Cryptocurrencies without Proof of Work. Bentov I, Gabizon A, Mizrahi A. FC '16.
• Ouroboros Praos: An adaptively-secure, semi-synchronous proof-of-stake protocol. Bernardo D, Gazi P, Kiayias A, Russell A. Crypto '17.

Attacks

• "Selfish Mining": Majority Is Not Enough: Bitcoin Mining Is Vulnerable. Eyal I, Sirer EG. FC '14.
• Theoretical Bitcoin Attacks with less than Half of the Computational Power. Bahack L. '13.
• Optimal Selfish Mining Strategies in Bitcoin. Sapirshtein A, Sompolinsky Y, Zohar A. FC '16.
• Refund attacks on Bitcoin’s Payment Protocol. McCorry P, Shahandashti S, Hao F. FC '16.

Wallets

• Bitcoin Covenants. Möser M, Eyal I, Sirer EG. FC '16.
• Enhancing Bitcoin Transactions with Covenants. O’Connor R, Piekarska M. FC '17.
• Hierarchical deterministic Bitcoin wallets that tolerate key leakage. Gutoski G, Stebila D. FC '15.

Crime

• ZombieCoin: Powering Next-Generation Botnets with Bitcoin. Ali ST, McCorry P, Lee PH, Hao F. FC '15.
• The Bitcoin Brain Drain: A Short Paper on the Use and Abuse of Bitcoin Brain Wallets. Vasek M, Bonneau J, Castellucci R, Keith C, Moore T. FC '16.

Economics

• On Bitcoin and Red Balloons. Babaioff M, Dobzinski S, Oren S, Zohar A. EC '12.
• On the instability of Bitcoin without the block reward. Carlsten M, Kalodner H, Weinberg SM, Narayanan A. CCS '16.
• Trends, Tips, Tolls: A Longitudinal Study of Bitcoin Transaction Fees. Möser M, Böhme R. FC '15.
• Why buy when you can rent? Bribery attacks on Bitcoin-style consensus. Bonneau J. FC '16.
• Game-Theoretic Analysis of DDoS Attacks Against Bitcoin Mining Pools. Johnson B, Laszka A, Grossklags J, Vasek M, Moore T. FC '14.
• When Bitcoin Mining Pools Run Dry A Game-Theoretic Analysis of the Long-Term Impact of Attacks Between Mining Pools. Laszka A, Johnson B, Grossklags J. FC '15.
• Incentive Compatibility of Bitcoin Mining Pool Reward Functions. Schrijvers O, Bonneau J, Boneh D, Roughgarden T. FC '16.
• When cryptocurrencies mine their own business. Teutsch J, Jain S, Saxena P. FC '16.
• Incentivizing Blockchain Forks via Whale Transactions. Liao K, Katz J. FC '17.
• Smart Contracts Make Bitcoin Mining Pools Vulnerable. Velner Y, Teutsch J, Luu L. FC '17.
• Mixing Coins of Different Quality: A Game-Theoretic Approach. Abramova S, Schöttle P, Böhme R. FC '17.
• Decentralized Prediction Market without Arbiters. Bentov I, Mizrahi A, Rosenfeld M. FC '17.

Marketplaces and Trust

• Measuring the Longitudinal Evolution of the Online Anonymous Marketplace Ecosystem. Soska K, Christin N. USENIX '15.
• Escrow protocols for cryptocurrencies: How to buy physical goods using Bitcoin. Goldfeder S, Bonneau J, Gennaro R, Narayanan A. FC '17.
• Trust Is Risk: A Decentralized Financial Trust Platform. Thyfronitis Litos OS, Zindros D. FC '17.
• Trust in decentralized anonymous marketplaces. Zindros D. '15.
• Money as IOUs in social trust networks & a proposal for a decentralized currency network protocol. Fugger R. '04.
• The Ripple protocol consensus algorithm. Schwartz D, Youngs N, Britto A. '14.
• The stellar consensus protocol: A federated model for internet-level consensus. Mazières D. '15.
• There’s No Free Lunch, Even Using Bitcoin: Tracking the Popularity and Profits of Virtual Currency Scams. Vasek M, Moore T. FC '15.
• Challenges and Opportunities Associated with a Bitcoin-based Transaction Rating System. Vandervort D. FC '14.

Privacy

• Zerocoin: Anonymous distributed e-cash from bitcoin. Miers I, Garman C, Green M, Rubin AD. S&P '13.
• Zerocash: Decentralized anonymous payments from bitcoin. Sasson EB, Chiesa A, Garman C, Green M, Miers I, Tromer E, Virza M. S&P '14.
• "Monero": CryptoNote v2.0. Saberhagen N. '13?
• Rational Zero: Economic Security for Zerocoin with Everlasting Anonymity. Garman C, Green M, Miers I, Rubin A. FC '14.
• Mixcoin: Anonymity for bitcoin with accountable mixes. Bonneau J, Narayanan A, Miller A, Clark J, Kroll JA, Felten EW. '14.
• TumbleBit: An untrusted Bitcoin-compatible anonymous payment hub. Heilman E, Alshenibr L, Baldimtsi F, Scafuro A, Goldberg S. '16.
• Blindly Signed Contracts: Anonymous On-Blockchain and Off-Blockchain Bitcoin Transactions. Heilman E, Baldimtsi F, Goldberg S. FC '16.
• Coinshuffle: Practical decentralized coin mixing for bitcoin. Ruffing T, Moreno-Sanchez P, Kate A. ESORICS '14.
• Quantitative analysis of the full bitcoin transaction graph. Ron D, Shamir A. FC '13.
• How Did Dread Pirate Roberts Acquire and Protect His Bitcoin Wealth?. Ron D, Shamir A. FC '14.
• "MoneroLink": An Empirical Analysis of Linkability in the Monero Blockchain. Miller A, Möser M, Lee K, Narayanan A. '17.
• Provisions: Privacy-preserving proofs of solvency for Bitcoin exchanges. Dagher GG, Bünz B, Bonneau J, Clark J, Boneh D. CCS '15.
• Increasing Anonymity in Bitcoin. Saxena A, Misra J, Dhar A. FC '14.
• Blindcoin Blinded, Accountable Mixes for Bitcoin. Valenta L, Rowan B. FC '15.
• Hawk: The Blockchain Model of Cryptography and Privacy-Preserving Smart Contracts. Kosba A, Miller A, Shi E, Wen Z, Papamanthou C. SP '16
• Could Network Information Facilitate Address Clustering in Bitcoin?. Neudecker T, Hartenstein H. FC '17.
• Blind signatures for untraceable payments. Chaum D. CRYPTO '83.
• Exchange Pattern Mining in the Bitcoin Transaction Directed Hypergraph. Ranshous S, Joslyn A, Kreyling S, Nowak K, Samatova N, West C, Winters C. FC '17.
• Confidential Assets. Poelstra A, Back A, Friedenbach M, Maxwell G, Wuille P. FC '17.
• Mixing Confidential Transactions: Comprehensive Transaction Privacy for Bitcoin. Ruffing T, Moreno-Sanchez P. FC '17.
• Switch Commitments: A Safety Switch for Confidential Transactions. Ruffing T, Malavolta G. FC '17.
• CoinParty: Secure Multi-Party Mixing of Bitcoins. Ziegeldorf, J.H., Grossmann, F., Henze, M., Inden, N. and Wehrle, K. CODASPY '15.

Sidechains, Higher layer and Scalability

• Enabling Blockchain Innovations with Pegged Sidechains. Back A, Corallo M, Dashjr L, Friedenbach M, Maxwell G, Miller A, Poelstra A, Timón J, Wuille P. '14.
• Proofs of Proofs of Work with Sublinear Complexity. Kiayias A, Lamprou N, Stouka AP. FC '16.
• A Fast and Scalable Payment Network with Bitcoin Duplex Micropayment Channels. Decker C, Wattenhofer R. SSS '15.
• The bitcoin lightning network: Scalable off-chain instant payments. Poon J, Dryja T. '15.
• "Deployable Lightning": Reaching The Ground With Lightning. Russell R. '15.
• Bitcoin-NG: A Scalable Blockchain Protocol. Eyal I, Gencer AE, Sirer EG, Van Renesse R. USENIX '16.
• On the Malleability of Bitcoin Transactions. Andrychowicz M, Dziembowski S, Malinowski D, Mazurek Ł. FC '15.
• Teechan: Payment Channels Using Trusted Execution Environments. Lind J, Eyal I, Pietzuch P, Sirer EG. FC '17.
• On Scaling Decentralized Blockchains. Croman K, Decker C, Eyal I, Gencer AE, Juels A, Kosba A, Miller A, Saxena P, Shi E, Sirer EG, Song D. FC '16.
• "Elastico": A secure sharding protocol for open blockchains. Luu L, Narayanan V, Zheng C, Baweja K, Gilbert S, Saxena P. CCS '16.
• Improving Authenticated Dynamic Dictionaries, with Applications to Cryptocurrencies. Reyzin L, Meshkov D, Chepurnoy A, Ivanov S. FC '17.
• Service-Oriented Sharding for Blockchains. Gencer AE, Van Renesse R, Sirer EG. FC '17.
• Revive: Rebalancing Off-Blockchain Payment Networks. Khalil, R., & Gervais, A. CCS '17.
• Non-Interactive Proofs of Proof-of-Work. Aggelos K, Andrew M, Dionysis Z. '17

Fungibility

• Towards Risk Scoring of Bitcoin Transactions. Möser M, Böhme R, Breuker D. FC '14.

Network

• The Bitcoin P2P network. Donet Donet JA, Perez-Sola C, Herrera-Joancomart J. FC '14.
• Empirical Analysis of Denial-of-Service Attacks in the Bitcoin Ecosystem. Vasek M, Thornton M, Moore T. FC '14.
• Eclipse Attacks on Bitcoin's Peer-to-Peer Network. Heilman E, Kendler A, Zohar A, Goldberg S. USENIX '15.
• Hijacking Bitcoin: Routing Attacks on Cryptocurrencies. Apostolaki M, Zohar A, Vanbever L. S&P '17.
• Stressing Out: Bitcoin “Stress Testing”. Baqer K, Yuxing Huang D, McCoy D, Weaver N. FC '16.
• The Honey Badger of BFT Protocols. Miller A, Xia Y, Croman K, Shi E, Song D. CCS '16.

Smart Contracts

• "Ethereum": A next-generation smart contract and decentralized application platform. Vitalik Buterin. '14.
• Ethereum: A secure decentralised generalised transaction ledger. Wood G. '14.
• Fair Two-Party Computations via Bitcoin Deposits. Andrychowicz M, Dziembowski S, Malinowski D, Mazurek Ł. FC '14.
• Step by Step Towards Creating a Safe Smart Contract: Lessons and Insights from a Cryptocurrency Lab. Delmolino K, Arnett M, Kosba A, Miller A, Shi E. FC '16.
• EthIKS: Using Ethereum to audit a CONIKS key transparency log. Bonneau J. FC '16.
• "Oyente": Making Smart Contracts Smarter. Luu L, Chu DH, Olickel H, Saxena P, Hobor A. CCS '16.
• The Ring of Gyges: Investigating the Future of Criminal Smart Contracts. Juels A, Kosba A, Shi E. CCS '16.
• Town crier: An authenticated data feed for smart contracts. Zhang F, Cecchetti E, Croman K, Juels A, Shi E. CCS '16.
• A Smart Contract for Boardroom Voting with Maximum Voter Privacy. McCorry P, Shahandashti SF, Hao F. FC '17.
• Constant-deposit multiparty lotteries on Bitcoin. Bartoletti M, Zunino R. FC '17.

Formal Methods

• Automated Verification of Electrum Wallet. Turuani M, Voegtlin T, Rusinowitch M. FC '16.

Proof of work

• "Proof-of-work": Pricing via processing or combatting junk mail. Dwork C, Naor M. '92.
• Hashcash - A Denial of Service Counter-Measure. Back A. '02.
• Cuckoo Cycle: a memory bound graph-theoretic proof-of-work. Tromp J. FC '15.
• PieceWork: Generalized Outsourcing Control for Proofs of Work. Daian P, Eyal I, Juels A, Sirer EG. FC '17.
• Permacoin: Repurposing bitcoin work for data preservation. Miller A, Juels A, Shi E, Parno B, Katz J. Permacoin. S&P '14.

Survey, Sociological & Anthropological

• Issues in Designing a Bitcoin-Like Community Currency. Vandervort D, Gaucas D, St Jacques R. FC '15.
• The Bitcoin Market Potential Index. Hileman G. FC '15.
• Cryptographic Currencies from a Tech-Policy Perspective: Policy Issues and Technical Direction. McReynolds E, Lerner A, Scott W, Roesner F, Kohno T. FC '15.
• The Other Side of the Coin: User Experiences with Bitcoin Security and Privacy. Krombholz K, Judmayer A, Gusenbauer M, Weippl E. FC '16.
• An analysis of Bitcoin OP_RETURN metadata. Bartoletti M, Pompianu L. FC '17.

Applications

• Blockstack Technical Whitepaper. Muneeb A., Ryan S., Jude N, Michael F. '17
• Storj A Peer-to-Peer Cloud Storage Network. Shawn W., Tome B., Josh B.,James P., Gordon H., Patrick G., Philip H., Chris P. '16
• IPFS - Content Addressed, Versioned, P2P File System. Benet J. '15
• BigchainDB: A Scalable Blockchain Database. McConaghy T, Marques R, Müller A, De Jonghe D, McConaghy T, McMullen G, Henderson R, Bellemare S, Granzotto A. '17

License

This list is released into the public domain.