feat(data/polynomial/hasse_deriv): Hasse derivatives (#8998)

Author: jcommelin

src/data/polynomial/coeff.lean

@@ -49,6 +49,18 @@ begin
   simp [hi]
 end
 
+/-- `polynomial.sum` as a linear map. -/
+@[simps] def lsum {R A M : Type*} [semiring R] [semiring A] [add_comm_monoid M]
+  [module R A] [module R M] (f : ℕ → A →ₗ[R] M) :
+  polynomial A →ₗ[R] M :=
+{ to_fun := λ p, p.sum (λ n r, f n r),
+  map_add' := λ p q, sum_add_index p q _ (λ n, (f n).map_zero) (λ n _ _, (f n).map_add _ _),
+  map_smul' := λ c p,
+  begin
+    rw [sum_eq_of_subset _ (λ n r, f n r) (λ n, (f n).map_zero) _ (support_smul c p)],
+    simp only [sum_def, finset.smul_sum, coeff_smul, linear_map.map_smul],
+  end }
+
 variable (R)
 /-- The nth coefficient, as a linear map. -/
 def lcoeff (n : ℕ) : polynomial R →ₗ[R] R :=

src/data/polynomial/hasse_deriv.lean

@@ -0,0 +1,195 @@
+/-
+Copyright (c) 2021 Johan Commelin. All rights reserved.
+Released under Apache 2.0 license as described in the file LICENSE.
+Authors: Johan Commelin
+-/
+
+import data.polynomial.derivative
+import data.nat.choose.vandermonde
+
+/-!
+# Hasse derivative of polynomials
+
+The `k`th Hasse derivative of a polynomial `∑ a_i X^i` is `∑ (i.choose k) a_i X^(i-k)`.
+It is a variant of the usual derivative, and satisfies `k! * (hasse_deriv k f) = derivative^[k] f`.
+The main benefit is that is gives an atomic way of talking about expressions such as
+`(derivative^[k] f).eval r / k!`, that occur in Taylor expansions, for example.
+
+## Main declarations
+
+In the following, we write `D k` for the `k`-th Hasse derivative `hasse_deriv k`.
+
+* `polynomial.hasse_deriv`: the `k`-th Hasse derivative of a polynomial
+* `polynomial.hasse_deriv_zero`: the `0`th Hasse derivative is the identity
+* `polynomial.hasse_deriv_one`: the `1`st Hasse derivative is the usual derivative
+* `polynomial.factorial_smul_hasse_deriv`: the identity `k! • (D k f) = derivative^[k] f`
+* `polynomial.hasse_deriv_comp`: the identity `(D k).comp (D l) = (k+l).choose k • D (k+l)`
+* `polynomial.hasse_deriv_mul`:
+  the "Leibniz rule" `D k (f * g) = ∑ ij in antidiagonal k, D ij.1 f * D ij.2 g`
+
+TODO: Prove the identity principle: a polynomial is 0 iff all its Hasse derivatives are zero.
+
+## Reference
+
+https://math.fontein.de/2009/08/12/the-hasse-derivative/
+
+-/
+
+noncomputable theory
+
+namespace polynomial
+
+open_locale nat big_operators
+open function nat (hiding nsmul_eq_mul)
+
+variables {R : Type*} [semiring R] (k : ℕ) (f : polynomial R)
+
+/-- The `k`th Hasse derivative of a polynomial `∑ a_i X^i` is `∑ (i.choose k) a_i X^(i-k)`.
+It satisfies `k! * (hasse_deriv k f) = derivative^[k] f`. -/
+def hasse_deriv (k : ℕ) : polynomial R →ₗ[R] polynomial R :=
+lsum (λ i, (monomial (i-k)) ∘ₗ distrib_mul_action.to_linear_map R R (i.choose k))
+
+lemma hasse_deriv_apply :
+  hasse_deriv k f = f.sum (λ i r, monomial (i - k) (↑(i.choose k) * r)) :=
+by simpa only [← nsmul_eq_mul]
+
+lemma hasse_deriv_coeff (n : ℕ) :
+  (hasse_deriv k f).coeff n = (n + k).choose k * f.coeff (n + k) :=
+begin
+  rw [hasse_deriv_apply, coeff_sum, sum_def, finset.sum_eq_single (n + k), coeff_monomial],
+  { simp only [if_true, nat.add_sub_cancel, eq_self_iff_true], },
+  { intros i hi hink,
+    rw [coeff_monomial],
+    by_cases hik : i < k,
+    { simp only [nat.choose_eq_zero_of_lt hik, if_t_t, nat.cast_zero, zero_mul], },
+    { push_neg at hik, rw if_neg, contrapose! hink, exact (nat.sub_eq_iff_eq_add hik).mp hink, } },
+  { intro h, simp only [not_mem_support_iff.mp h, monomial_zero_right, mul_zero, coeff_zero] }
+end
+
+lemma hasse_deriv_zero' : hasse_deriv 0 f = f :=
+by simp only [hasse_deriv_apply, nat.sub_zero, nat.choose_zero_right,
+  nat.cast_one, one_mul, sum_monomial_eq]
+
+@[simp] lemma hasse_deriv_zero : @hasse_deriv R _ 0 = linear_map.id :=
+linear_map.ext $ hasse_deriv_zero'
+
+lemma hasse_deriv_one' : hasse_deriv 1 f = derivative f :=
+by simp only [hasse_deriv_apply, derivative_apply, monomial_eq_C_mul_X, nat.choose_one_right,
+    (nat.cast_commute _ _).eq]
+
+@[simp] lemma hasse_deriv_one : @hasse_deriv R _ 1 = derivative :=
+linear_map.ext $ hasse_deriv_one'
+
+@[simp] lemma hasse_deriv_monomial (n : ℕ) (r : R) :
+  hasse_deriv k (monomial n r) = monomial (n - k) (↑(n.choose k) * r) :=
+begin
+  ext i,
+  simp only [hasse_deriv_coeff, coeff_monomial],
+  by_cases hnik : n = i + k,
+  { rw [if_pos hnik, if_pos, ← hnik], apply nat.sub_eq_of_eq_add, rwa add_comm },
+  { rw [if_neg hnik, mul_zero],
+    by_cases hkn : k ≤ n,
+    { rw [← nat.sub_eq_iff_eq_add hkn] at hnik, rw [if_neg hnik] },
+    { push_neg at hkn, rw [nat.choose_eq_zero_of_lt hkn, nat.cast_zero, zero_mul, if_t_t] } }
+end
+
+lemma hasse_deriv_C (r : R) (hk : 0 < k) : hasse_deriv k (C r) = 0 :=
+by rw [← monomial_zero_left, hasse_deriv_monomial, nat.choose_eq_zero_of_lt hk,
+    nat.cast_zero, zero_mul, monomial_zero_right]
+
+lemma hasse_deriv_apply_one (hk : 0 < k) : hasse_deriv k (1 : polynomial R) = 0 :=
+by rw [← C_1, hasse_deriv_C k _ hk]
+
+lemma hasse_deriv_X (hk : 1 < k) : hasse_deriv k (X : polynomial R) = 0 :=
+by rw [← monomial_one_one_eq_X, hasse_deriv_monomial, nat.choose_eq_zero_of_lt hk,
+    nat.cast_zero, zero_mul, monomial_zero_right]
+
+lemma factorial_smul_hasse_deriv :
+  ⇑(k! • @hasse_deriv R _ k) = ((@derivative R _)^[k]) :=
+begin
+  induction k with k ih,
+  { rw [hasse_deriv_zero, factorial_zero, iterate_zero, one_smul, linear_map.id_coe], },
+  ext f n : 2,
+  rw [iterate_succ_apply', ← ih],
+  simp only [linear_map.smul_apply, coeff_smul, linear_map.map_smul_of_tower, coeff_derivative,
+    hasse_deriv_coeff, ← @choose_symm_add _ k],
+  simp only [nsmul_eq_mul, factorial_succ, mul_assoc, succ_eq_add_one, ← add_assoc,
+    add_right_comm n 1 k, ← cast_succ],
+  rw ← (cast_commute (n+1) (f.coeff (n + k + 1))).eq,
+  simp only [← mul_assoc], norm_cast, congr' 2,
+  apply @cast_injective ℚ,
+  have h1 : n + 1 ≤ n + k + 1 := succ_le_succ le_self_add,
+  have h2 : k + 1 ≤ n + k + 1 := succ_le_succ le_add_self,
+  have H : ∀ (n : ℕ), (n! : ℚ) ≠ 0, { exact_mod_cast factorial_ne_zero },
+  -- why can't `field_simp` help me here?
+  simp only [cast_mul, cast_choose ℚ, h1, h2, -one_div, -mul_eq_zero,
+    succ_sub_succ_eq_sub, nat.add_sub_cancel, add_sub_cancel_left] with field_simps,
+  rw [eq_div_iff_mul_eq (mul_ne_zero (H _) (H _)), eq_comm, div_mul_eq_mul_div,
+    eq_div_iff_mul_eq (mul_ne_zero (H _) (H _))],
+  norm_cast,
+  simp only [factorial_succ, succ_eq_add_one], ring,
+end
+
+lemma hasse_deriv_comp (k l : ℕ) :
+  (@hasse_deriv R _ k).comp (hasse_deriv l) = (k+l).choose k • hasse_deriv (k+l) :=
+begin
+  ext i : 2,
+  simp only [linear_map.smul_apply, comp_app, linear_map.coe_comp, smul_monomial,
+    hasse_deriv_apply, mul_one, monomial_eq_zero_iff, sum_monomial_index, mul_zero,
+    nat.sub_sub, add_comm l k],
+  rw_mod_cast nsmul_eq_mul,
+  congr' 2,
+  by_cases hikl : i < k + l,
+  { rw [choose_eq_zero_of_lt hikl, mul_zero],
+    by_cases hil : i < l,
+    { rw [choose_eq_zero_of_lt hil, mul_zero] },
+    { push_neg at hil, rw [← nat.sub_lt_right_iff_lt_add hil] at hikl,
+      rw [choose_eq_zero_of_lt hikl , zero_mul], }, },
+  push_neg at hikl, apply @cast_injective ℚ,
+  have h1 : l ≤ i     := nat.le_of_add_le_right hikl,
+  have h2 : k ≤ i - l := nat.le_sub_right_of_add_le hikl,
+  have h3 : k ≤ k + l := le_self_add,
+  have H : ∀ (n : ℕ), (n! : ℚ) ≠ 0, { exact_mod_cast factorial_ne_zero },
+  -- why can't `field_simp` help me here?
+  simp only [cast_mul, cast_choose ℚ, h1, h2, h3, hikl, -one_div, -mul_eq_zero,
+    succ_sub_succ_eq_sub, nat.add_sub_cancel, add_sub_cancel_left] with field_simps,
+  rw [eq_div_iff_mul_eq, eq_comm, div_mul_eq_mul_div, eq_div_iff_mul_eq, nat.sub_sub, add_comm l k],
+  { ring, },
+  all_goals { apply_rules [mul_ne_zero, H] }
+end
+
+section
+open add_monoid_hom finset.nat
+
+lemma hasse_deriv_mul (f g : polynomial R) :
+  hasse_deriv k (f * g) = ∑ ij in antidiagonal k, hasse_deriv ij.1 f * hasse_deriv ij.2 g :=
+begin
+  let D := λ k, (@hasse_deriv R _ k).to_add_monoid_hom,
+  let Φ := @add_monoid_hom.mul (polynomial R) _,
+  show (comp_hom (D k)).comp Φ f g =
+    ∑ (ij : ℕ × ℕ) in antidiagonal k, ((comp_hom.comp ((comp_hom Φ) (D ij.1))).flip (D ij.2) f) g,
+  simp only [← finset_sum_apply],
+  congr' 2, clear f g,
+  ext m r n s : 4,
+  simp only [finset_sum_apply, coe_mul_left, coe_comp, flip_apply, comp_app,
+    hasse_deriv_monomial, linear_map.to_add_monoid_hom_coe, comp_hom_apply_apply, coe_mul,
+    monomial_mul_monomial],
+  have aux : ∀ (x : ℕ × ℕ), x ∈ antidiagonal k →
+    monomial (m - x.1 + (n - x.2)) (↑(m.choose x.1) * r * (↑(n.choose x.2) * s)) =
+    monomial (m + n - k) (↑(m.choose x.1) * ↑(n.choose x.2) * (r * s)),
+  { intros x hx, rw [finset.nat.mem_antidiagonal] at hx, subst hx,
+    by_cases hm : m < x.1,
+    { simp only [nat.choose_eq_zero_of_lt hm, nat.cast_zero, zero_mul, monomial_zero_right], },
+    by_cases hn : n < x.2,
+    { simp only [nat.choose_eq_zero_of_lt hn, nat.cast_zero,
+        zero_mul, mul_zero, monomial_zero_right], },
+    push_neg at hm hn,
+    rw [← nat.sub_add_comm hm, ← nat.add_sub_assoc hn, nat.sub_sub, add_comm x.2 x.1, mul_assoc,
+      ← mul_assoc r, ← (nat.cast_commute _ r).eq, mul_assoc, mul_assoc], },
+  conv_rhs { apply_congr, skip, rw aux _ H, },
+  rw_mod_cast [← linear_map.map_sum, ← finset.sum_mul, ← nat.add_choose_eq],
+end
+
+end
+
+end polynomial