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Automated S-expression conversion

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Sexplib - S-Expressions with Type Converters for OCaml


What is Sexplib?

This OCaml library contains functionality for parsing and pretty-printing S-expressions. In addition to that it contains a preprocessing module for Camlp4 which can be used to automatically generate code from type definitions for efficiently converting OCaml-values to S-expressions and vice versa.

In combination with the parsing and pretty-printing functionality this frees users from having to write their own I/O-routines for data structures they define. The tight integration with the OCaml type system also allows for automatically verifying complex semantic properties when converting from S-expressions to OCaml values. Possible errors during automatic conversions from S-expressions to OCaml-values are reported in human-readable ways with exact location information. The library also offers functionality for extracting and replacing sub-expressions in S-expressions.

Usage

Make sure you have installed the required type_conv package on your system, too. It should be obtainable at the same site as sexplib.

The API (.mli-files) in the sexplib library directory (lib) is fully documented, and HTML-documentation can be built from it on installation. The documentation for the latest release can also be found online.

Module Sexp contains all I/O-functions for S-expressions, module Conv helper functions for converting OCaml-values of standard types to S-expressions. Module Path supports sub-expression extraction and substitution.

Module syntax/pa_sexp_conv.ml contains the extensions for the Camlp4-preprocessor. It adds the following three new constructs to the language:

:::ocaml
with sexp
with sexp_of
with of_sexp

The first one implies the last two statements. When using these constructs right after a type definition, function definitions will be automatically generated which perform S-expression conversions. For example, consider the following type definition:

:::ocaml
type t = A | B with sexp

The above will generate the functions sexp_of_t and t_of_sexp. The preprocessor also supports automatic addition of conversion functions to signatures. Just add "with sexp" to the type in a signature, and the appropriate function signatures will be generated.

Converters for standard types (int, list, Hashtbl.t, etc.) become visible to the macro-generated code by opening the standard module before their first use in a type definition. Users will therefore usually want to place the following at the top of their files:

:::ocaml
open Sexplib.Std

See the file lib_test/conv_test.ml for an example application. It also demonstrates how to extract and substitute sub-expressions.

Compiling and linking

To compile a file you will have to add preprocessing flags to the compiler invocation. For example for file foo.ml:

:::sh
ocamlc -pp "camlp4o -I {path to type_conv} \
  -I {path to sexplib} pa_type_conv.cmo pa_sexp_conv.cmo" \
  -I {path to sexplib} foo.ml

If you are using OCamlMakefile, just put the following line at the top of the file, assuming you have installed both type_conv and sexplib with ocamlfind. The comment must start at the beginning of the line, and you must not break lines (here broken for readability only):

:::ocaml
(*pp camlp4o -I `ocamlfind query type_conv` \
  -I `ocamlfind query sexplib` \
  pa_type_conv.cmo pa_sexp_conv.cmo *)

In the linking stage you will only have to link with sexplib. E.g. when using OCamlMakefile, just add sexplib to the PACKS-variable.

Users of the OCaml tool findlib for compiling and linking OCaml files have an easier time: they just need to add sexplib to the list of packages to make S-expression functionality available. Adding sexplib.syntax, too, will make sure that files that use the type conversion feature will be preprocessed correctly.

You may choose to place the macro TYPE_CONV_PATH, which takes a string argument, at the top of files to be preprocessed if you want to force a particular module path for error messages generated by sexplib. This may become necessary if modules are packed into a library at a later stage and if error messages generated by Sexplib need to refer to this location to help pinpoint the associated type.

Syntax Specification of S-expressions

Lexical conventions of S-expression

Whitespace, which consists of space, newline, horizontal tab, and form feed, is ignored unless within an OCaml-string, where it is treated according to OCaml-conventions. The left parenthesis opens a new list, the right one closes it again. Lists can be empty. The double quote denotes the beginning and end of a string following the lexical conventions of OCaml (see the OCaml-manual for details). All characters other than double quotes, left- and right parentheses, whitespace, carriage return, and comment-introducing characters or sequences (see next paragraph) are considered part of a contiguous string.

A line comment is introduced using a semicolon, which comments out all text up to the end of the next newline character. The sequence "%;" introduces an S-expression comment. This means that the next S-expression, which must be syntactically correct and may be an atom (quoted or unquoted) or list, following this two-character sequence will be ignored. Whitespace or other comments between this sequence and the subsequent S-expression are ignored. Block comments are opened with "#|" and closed with "|#". They can be nested and require that double-quotes within the block balance and contain syntactically correct OCaml-strings, similar to quoted atoms. These OCaml-strings may contain comment characters without causing parsing problems.

Grammar of S-expressions

S-expressions are either strings (= atoms) or lists. The lists can recursively contain further S-expressions or be empty, and must be balanced, i.e. parentheses must match.

Examples

:::scheme
this_is_an_atom_123'&^%!  ; this is a comment
"another atom in an OCaml-string \"string in a string\" \123"

; empty list follows below
()

; a more complex example
(
  (
    list in a list  ; comment within a list
    (list in a list in a list)
    42 is the answer to all questions
    %; (this S-expression
         (has been commented out)
       )
    #| Block comments #| can be "nested" |# |#
  )
)

Conversion of basic OCaml-values

Basic OCaml-values like the unit-value, integers (in all representations), floats, strings, and booleans are represented in S-expression syntax the same way as in OCaml. Strings may also appear without quotes if this does not clash with the lexical conventions for S-expressions.

Conversion of OCaml-tuples

OCaml-tuples are simple lists of values in the same order as in the tuple. E.g. (OCaml representation followed by S-expression after arrow):

:::ocaml
(3.14, "foo", "bar bla", 27)  <===>  (3.14 foo "bar bla" 27)

Conversion of OCaml-records

OCaml-records are represented as lists of pairs in S-expression syntax. Each pair consists of the name of the record field (first element), and its value (second element). E.g.:

:::ocaml
{
  foo = 3;
  bar = "some string";
}
<===>
(
  (foo 3)
  (bar "some string")
)

Type specifications of records allow the use of a special type sexp_option which indicates that a record field should be optional. E.g.:

:::ocaml
type t =
  {
    x : int option;
    y : int sexp_option;
  } with sexp

The type sexp_option is equivalent to ordinary options, but is treated specially by the code generator. The above would lead to the following equivalences of values and S-expressions:

:::ocaml
{
  x = Some 1;
  y = Some 2;
}
<===>
(
  (x (some 1))
  (y 2)
)

And:

:::ocaml
{
  x = None;
  y = None;
}
<===>
(
  (x none)
)

Note how sexp_option allows you to leave away record fields that should default to None. It is also unnecessary (and actually wrong) now to write down such a value as an option, i.e. the some-tag must be dropped if the field should be defined.

The types sexp_list, sexp_array, and sexp_bool can be used in ways similar to the type sexp_option. They assume the empty list, empty array, and false value respectively as default values.

More complex default values can be specified explicitly using several constructs, e.g.:

:::ocaml
let z_test v = v > 42

type t =
  {
    x : int with default(42);
    y : int with default(3), sexp_drop_default;
    z : int with default(3), sexp_drop_if(z_test);
  } with sexp

The default record field extension above is supported by the underlying preprocessor library type_conv and specifies the intended default value for a record field in its argument. Sexplib will use this information to generate code which will set this record field to the default value if an S-expression omits this field. If a record is converted to an S-expression, record fields with default values will be emitted as usual. Specifying sexp_drop_default will add a test for polymorphic equality to the generated code such that a record field containing its default value will be suppressed in the resulting S-expression. This option requires the presence of a default value.

sexp_drop_if on the other hand does not require a default. Its argument must be a function, which will receive the current record value. If the result of this function is true, then the record field will be suppressed in the resulting S-expression.

The above extensions can be quite creatively used together with manifest types, functors, and first-class modules to make the emission of record fields or the definition of their default values configurable at runtime.

Conversion of sum types

Constant constructors in sum types are represented as strings. Constructors with arguments are represented as lists, the first element being the constructor name, the rest being its arguments. Constructors may also be started in lowercase in S-expressions, but will always be converted to uppercase when converting from OCaml-values.

For example:

:::ocaml
type t = A | B of int * float * t with sexp

B (42, 3.14, B (-1, 2.72, A))  <===>  (B 42 3.14 (B -1 2.72 A))

The above example also demonstrates recursion in data structures.

Conversion of variant types

The conversion of polymorphic variants is almost the same as with sum types. The notable difference is that variant constructors must always start with an either lower- or uppercase character, matching the way it was specified in the type definition. This is because OCaml also distinguishes between upper- and lowercase variant constructors. Note that type specifications containing unions of variant types are also supported by the S-expression converter, for example as in:

:::ocaml
type ab = [ `A | `B ] with sexp
type cd = [ `C | `D ] with sexp
type abcd = [ ab | cd ] with sexp

Conversion of OCaml-lists and arrays

OCaml-lists and arrays are straightforwardly represented as S-expression lists.

Conversion of option types

The option type is converted like ordinary polymorphic sum types, i.e.:

:::ocaml
None        <===>  none
Some value  <===>  (some value)

There is a deprecated version of the syntax in which values of option type are represented as lists in S-expressions:

:::ocaml
None        <===>  ()
Some value  <===>  (value)

Reading of the old-style S-expression syntax for option values is only supported if the reference Conv.read_old_option_format is set to true (currently the default, which may change). A conversion exception is raised otherwise. The old format will be written only if Conv.write_old_option_format is true (also currently the default). Reading of the new format is always supported.

Conversion of polymorphic values

There is nothing special about polymorphic values as long as there are conversion functions for the type parameters. E.g.:

:::ocaml
type 'a t = A | B of 'a with sexp
type foo = int t with sexp

In the above case the conversion functions will behave as if foo had been defined as a monomorphic version of t with 'a replaced by int on the right hand side.

If a data structure is indeed polymorphic and you want to convert it, you will have to supply the conversion functions for the type parameters at runtime. If you wanted to convert a value of type 'a t as in the above example, you would have to write something like this:

:::ocaml
sexp_of_t sexp_of_a v

where sexp_of_a, which may also be named differently in this particular case, is a function that converts values of type 'a to an S-expression. Types with more than one parameter require passing conversion functions for those parameters in the order of their appearance on the left hand side of the type definition.

Conversion of abstract data types

If you want to convert an abstract data type to an S-expression, you will have to roll your own conversion functions, which should produce or accept values of type Sexp.t. If you want to make use of your abstract type within definitions of other types, make sure that you call your conversion function appropriately: it should be in the same scope as the typename, and must be named sexp_of_{typename}.

It is possible to make use of internal representations, too, of course. In that case you may need to shadow the generated *_of_sexp function with a version that calls the generated one, but performs required semantic checks on the resulting value to guarantee that it does not violate properties of the abstract data type. For example:

:::ocaml
type pos_int = int with sexp

let pos_int_of_sexp sexp =
  let n = pos_int_of_sexp sexp in
  if n >= 0 then n
  else raise (Of_sexp_error (Failure "pos_int: number not positive", sexp))

A nice perk of sexplib is that using the Of_sexp_error-exception will allow you to accurately pinpoint type errors in large S-expressions. The file loading functions described further below will exploit this feature.

Conversion of hash tables

Hash tables, which are abstract values in OCaml, are represented as association lists, i.e. lists of key-value pairs, e.g.:

:::scheme
((foo 42) (bar 3))

Reading in the above S-expression as hash table mapping strings to integers ((string, int) Hashtbl.t) will map foo to 42 and bar to 3.

Note that the order of elements in the list may matter, because the OCaml-implementation of hash tables keeps duplicates. Bindings will be inserted into the hash table in the order of appearance. Therefore, the last binding of a key will be the "visible" one, the others are "hidden". See the OCaml-documentation on hash tables for details.

Note, too, that polymorphic equality may not hold between conversions. You will have to use a function implementing logical equality for that purpose.

Conversion of opaque values

Opaque values are ones for which we do not want to perform conversions. This may be, because we do not have S-expression converters for them, or because we do not want to apply them in a particular type context. e.g. to hide large, unimportant parts of configurations. To prevent the preprocessor from generating calls to converters, simply apply the qualifier sexp_opaque as if it were a type constructor, e.g.:

:::ocaml
type foo = int * stuff sexp_opaque with sexp

Thus, there is no need to specify converters for type stuff, and if there are any, they will not be used in this particular context. Needless to say, it is not possible to convert such an S-expression back to the original value. Here is an example conversion:

:::ocaml
(42, some_stuff)  ===>  (42 <opaque>)

Conversion of exceptions

S-expression converters for exceptions can be automatically registered using the "with sexp" macro, e.g.:

:::ocaml
module M = struct
  exception Foo of int with sexp
end

Such exceptions will be translated in a similar way as sum types, but their constructor will be prefixed with the fully qualified module path (here: M.Foo) so as to be able to discriminate between them without problems.

The user can then easily convert an exception matching the above one to an S-expression using sexp_of_exn. User-defined conversion functions can be registered, too, by calling add_exn_converter. This should make it very convenient for users to catch arbitrary exceptions escaping their program and pretty-printing them, including all arguments, as S-expressions. The library already contains mappings for all known exceptions that can escape functions in the OCaml standard library.

I/O and Type Conversions

There are multiple ways of performing I/O with S-expressions. If exact error locations are required when type conversions fail, S-expressions need to be parsed with location annotations. The associated parser is slower, however, and needs more memory. In most cases users may therefore want to use functions like load_sexp_conv or load_sexp_conv_exn, which load S-expressions from files and convert them. They initially read the file without location annotations for performance reasons. Only if conversions fail, the file will be reparsed with location annotations. Type errors can then be reported accurately with file name, line number, column, and file position.


Contact Information and Contributing

In the case of bugs, feature requests, contributions and similar, please contact the maintainers:

Up-to-date information should be available at:

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Automated S-expression conversion

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