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--- | ||
layout: post | ||
title: "What Is a Patent Claim?" | ||
date: 2024-06-09 | ||
place: Moscow, Russia | ||
tags: business | ||
description: | | ||
If you are a programer, then even if a lawyer may help you write | ||
a patent application, your job is to prepare a proper | ||
patent claim, making its breadth right on. | ||
keywords: | ||
- patent claim | ||
- patent breadth | ||
- patent length | ||
- patent infrigement | ||
- patent litigation | ||
image: /images/2024/06/and-justice-for-all.jpg | ||
jb_picture: | ||
caption: And Justice for All (1979) by Norman Jewison | ||
--- | ||
|
||
If you, like me, are not a patent attorney and don't understand patent law, | ||
but your boss asks you to turn your recently written piece of code into | ||
a patent, read on. The boss most probably won't ask you to write the entire | ||
patent. Instead, he will ask you to prepare a quick summary of the invention | ||
(usually, a few slides) and then a hired lawyer will turn it into | ||
a full-scale patent application. If you understand the purpose of patents, | ||
the mechanics of patent offices, and the format of a patent claim, you will | ||
do just fine. | ||
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||
<!--more--> | ||
|
||
{% jb_picture_body %} | ||
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**What are patents for?** | ||
Initially invented as a tool to encourage innocent inventors, | ||
they are currently used mostly as a [weapon](https://en.wikipedia.org/wiki/Patent_war) | ||
either to bully larger organizations or | ||
to defend them against bullying. It all started in Italy in 1474, | ||
when a three-year "grant" [was given](https://guides.slv.vic.gov.au/patents/history) | ||
to Filippo Brunelleschi for "some machine or kind of ship," | ||
for a period of three years. Since then, [over 3.5 million patents](https://www.wipo.int/en/ipfactsandfigures/patents) | ||
have been issued by different _patent offices_ around the globe to respected | ||
inventors. | ||
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**Who is a [patent office](https://en.wikipedia.org/wiki/Patent_office)?** | ||
It's a security organization funded by a government: | ||
[USPTO](https://www.uspto.gov/) in the United States, | ||
[EPO](https://www.epo.org/en) in the European Union, | ||
[CNIPA](https://english.cnipa.gov.cn/) in China, | ||
[Rospatent](https://rospatent.gov.ru/en) in Russia, | ||
[IPOS](https://www.ipos.gov.sg/) in Singapore, | ||
and a [few dozen](https://en.wikipedia.org/wiki/Patent_office) in other countries. | ||
Also, there is | ||
[WIPO](https://www.wipo.int/portal/en/index.html) in Geneva (Switzerland) that | ||
coordinates the work of all other POs, so far. | ||
They protect you if you pay them (no surprise it all started in Italy!) | ||
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||
Let's say you invent a new file compression algorithm and | ||
you don't want anyone to use it without your permission. First, you pay | ||
[$320](https://www.uspto.gov/learning-and-resources/fees-and-payment/uspto-fee-schedule) | ||
to USPTO and submit an application. Then, in a few months, they assign your application | ||
a number and call it "pending." Then, you wait for about [3.5 years](https://www.uspto.gov/dashboard/patents/pendency.html) | ||
until they reply back with a decision: either you get a patent, you get nothing, | ||
or they ask you to refine the application (most common case). | ||
You make the changes, resubmit, they criticize, you resubmit, ... and eventually | ||
they issue a patent. | ||
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**Now what?** | ||
Your company publishes a press release, informs all investors, you | ||
make a Facebook post so that your mom can be proud of you, | ||
and in a few days everybody forgets about it. Because nobody cares. Until | ||
the _litigation_ day comes: your company finds out that another company is | ||
also compressing files using the same algorithm. Or, the other way around: | ||
they find out that the algorithm you invented is actually the algorithm they | ||
have been quietly using for years. You both meet in a | ||
[patent court](https://en.wikipedia.org/wiki/Patent_court). | ||
The USPTO will be there too, since you paid them earlier. | ||
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||
If your opponent _does not_ have a patent, the judge will ask them to prove | ||
that their compression algorithm was publicly available prior to your | ||
application. If they provide such proof, your patent will be | ||
[_infringed_](https://en.wikipedia.org/wiki/Patent_infringement)---you will lose | ||
it, your $320 won't be refunded, and you will pay everything you made over the last | ||
few years to the opponent. | ||
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||
If your opponent _does_ have a patent, you will have to prove that your | ||
patent is older and _broader_. USPTO attorneys most probably won't try to help you, | ||
since they won't be on your side, but simply a mediator between both of you | ||
([Apple vs. Samsung](https://en.wikipedia.org/wiki/Apple_Inc._v._Samsung_Electronics_Co.) | ||
litigation is a good example of such a patent war). If you win, | ||
their patent will be infringed and you will get all the profit they managed | ||
to collect over the last years. Big win! | ||
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||
**What is patent breadth?** | ||
First, let's discuss what is its _length_. You may be surprised, | ||
but patents have pretty short lifetimes. | ||
If you don't extend a patent, it will expire in just _three years_. If you do want to | ||
extend it, you must pay USPTO [again](https://www.uspto.gov/patents/basics/manage) | ||
and much more than you paid the first time: | ||
[$2,000](https://www.uspto.gov/patents/basics/manage) in 3 years, | ||
$3,760 in 7 years, | ||
$7,700 in 11 years. | ||
Not cheap, huh? | ||
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Now, the breadth. Consider two _patent claims_: | ||
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* "An apparatus comprising a file reader; a file writer; and a compressor." | ||
* "A file compressing method comprising | ||
a reader of JPEG files; | ||
a probability distribution calculator; | ||
a discrete transformer; | ||
a bla-bla-bla optimizer; | ||
an intermediate storage; | ||
a writer of JPEG files." | ||
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The first claim is much broader: it probably covers all possible file compressing | ||
software tools ever created. Such a broad patent claim won't even be | ||
[accepted](https://en.wikipedia.org/wiki/Patentability) | ||
by USPTO if you file it. They will do a quick search of _prior art_ (other | ||
patents previously issued) and reject you on the basis of a lack of | ||
[_novelty_](https://en.wikipedia.org/wiki/Novelty_%28patent%29). | ||
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**How to write a good patent claim?** | ||
There is no such thing as an objectively [good claim](https://support.lens.org/knowledge-base/what-are-claims/), | ||
since it depends on the | ||
situation in the market. If the territory of innovation is not yet developed | ||
and you are a pioneer, a broader and shorter (by the length in years, not the | ||
number of words) patent is better. If you are making a small improvement | ||
to a well-developed prior art, better make the patent narrower and longer. | ||
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A _patent claim_ is the key element of a patent application. While the rest | ||
of the document may be written by a patent attorney, I strongly suggest | ||
you write the claim. At least its first version. | ||
There is a more or less strict structure of a claim: | ||
preamble, transitional phrase, and body: | ||
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| 1) Preamble | 2) Transitional Phrase | 3) Body | | ||
| --- | --- | --- | | ||
| An apparatus | comprising | a file reader; a file writer; and a compressor. | | ||
| A file compressing method | comprising | a reader of JPEG files; a probability distribution calculator; a discrete transformer; a bla-bla-bla optimizer; an intermediate storage; a writer of JPEG files. | | ||
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The [preamble](https://www.wilmerhale.com/insights/publications/patent-claim-preambles-july-16-2003) | ||
must position your invention among all other devices | ||
and methods in the prior art. The "an apparatus" preamble is very broad: | ||
it could mean any device in the world, even not only | ||
from the computing domain. The "a file compressing method" preamble | ||
is much narrower. | ||
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The body of a [patent claim](https://ocpatentlawyer.com/basics-writing-claim-patent-application/) | ||
must iterate the elements that constitute | ||
the invention. The fewer elements you include in this list, the broader | ||
the patent will be. The broader the patent, the easier to infringe. Well, unless | ||
you invent something revolutionary new. On the other hand, the more elements, | ||
the narrower the patent, the weaker it is as a weapon. It will be very hard | ||
to use a narrow patent in a patent litigation. | ||
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The claim must also be [_non-obvious_](https://en.wikipedia.org/wiki/Inventive_step_and_non-obviousness), | ||
meaning that your invention has to be | ||
an adequate distance beyond or above the state of the art. Say, a new file | ||
format is invented for graphic images and you submit a patent application | ||
for a ZIP compressor that can also compress files in this new format. | ||
If there is no novelty in the compression algorithm itself, such a patent | ||
would be considered obvious since it's not far away from prior art: existing | ||
ZIP compressors can deal with this file format, even though they don't know | ||
about it yet. | ||
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**How do you decide?** | ||
It is your responsibility as a patent author to decide how broad | ||
and how long your patent must be. Then, a patent attorney will help you turn your | ||
patent claim into a patent application (charging a | ||
[few thousand dollars](https://patentattorneyworldwide.com/us/much-patent-attorney-us-charges-stage-getting-patent/) | ||
along the way), and then, hopefully, the litigation day will come and you will win | ||
a lot of money. Most probably this will never happen and the patent will | ||
remain a nice badge on your CV and your company's website. | ||
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By the way, it is important to remember that if you want to get similar protection | ||
in another country, you will have to pay their patent office separately. | ||
Just like you pay every time a different mafia boss for protection when | ||
you want to work in the territories they control. |
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