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[OTE-151] Create ante handlers which parallelize processing per account until a global lock is necessary. #1108

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merged 3 commits into from
Feb 29, 2024

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@lcwik lcwik commented Feb 27, 2024

Changelist

[OTE-151] Create ante handlers which parallelize processing per account until a global lock is necessary.

Test Plan

Added tests which execute CheckTx's concurrently and rely on -race for primary validation for data races.

Author/Reviewer Checklist

  • If this PR has changes that result in a different app state given the same prior state and transaction list, manually add the state-breaking label.
  • If the PR has breaking postgres changes to the indexer add the indexer-postgres-breaking label.
  • If this PR isn't state-breaking but has changes that modify behavior in PrepareProposal or ProcessProposal, manually add the label proposal-breaking.
  • If this PR is one of many that implement a specific feature, manually label them all feature:[feature-name].
  • If you wish to for mergify-bot to automatically create a PR to backport your change to a release branch, manually add the label backport/[branch-name].
  • Manually add any of the following labels: refactor, chore, bug.

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coderabbitai bot commented Feb 27, 2024

Walkthrough

The recent update enhances the application's transaction handling by refining the AnteHandler logic, introducing new decorators, and improving control flow. It also adds thread safety to critical components, integrates better testing mechanisms, and updates the handling of specific message types. Additionally, the update includes performance monitoring enhancements and adjustments in data management, ensuring a more robust and efficient application operation.

Changes

Files Change Summary
protocol/app/ante.go, .../ante_test.go, .../basic_test.go, .../app_injected_msg_test.go, protocol/app/e2e/ante_test.go, .../query_test.go Updated AnteHandler logic and control flow, added new decorators and locking mechanisms, handled various message types, updated tests, and introduced a test for concurrent transfers and clob messages.
protocol/app/app.go Enhanced store key locking and modified struct assignments for ClobKeeper and AuthStoreKey.
protocol/app/datadog.go Included additional profiles for Datadog profiler initialization.
protocol/testutil/app/app.go Implemented a sync.RWMutex for thread safety in the TestApp struct, affecting several methods.
protocol/testutil/constants/positions.go Added a new constant Usdc_Asset_1 for asset position handling.

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Review Status

Actionable comments generated: 3

Configuration used: CodeRabbit UI

Commits Files that changed from the base of the PR and between e5cb3ef and 9e46547.
Files ignored due to path filters (2)
  • protocol/go.mod is excluded by: !**/*.mod
  • protocol/go.sum is excluded by: !**/*.sum
Files selected for processing (10)
  • protocol/app/ante.go (3 hunks)
  • protocol/app/ante/basic_test.go (3 hunks)
  • protocol/app/ante_test.go (3 hunks)
  • protocol/app/app.go (2 hunks)
  • protocol/app/datadog.go (1 hunks)
  • protocol/app/e2e/ante_test.go (1 hunks)
  • protocol/app/e2e/query_test.go (3 hunks)
  • protocol/lib/ante/app_injected_msg_test.go (2 hunks)
  • protocol/testutil/app/app.go (8 hunks)
  • protocol/testutil/constants/positions.go (1 hunks)
Additional comments: 22
protocol/lib/ante/app_injected_msg_test.go (2)
  • 4-4: The addition of the testdata import from github.com/cosmos/cosmos-sdk/testutil/testdata is appropriate for testing purposes.
  • 17-19: The introduction of the global variable testMsg initialized with &testdata.TestMsg{Signers: []string{"meh"}} is suitable for simulating test messages. However, be mindful of potential test isolation issues when using global variables in test environments.
protocol/app/ante_test.go (2)
  • 4-5: The addition of imports for cosmossdk.io/store/rootmulti and github.com/cosmos/cosmos-sdk/x/auth/types supports the new functionality introduced in this file.
  • 59-66: The error checks for nil Codec and nil AuthStoreKey in TestNewAnteHandler_Error are important for validating the initialization process of the ante handler. These checks ensure that the handler is correctly configured before use.
protocol/app/e2e/query_test.go (1)
  • 6-6: Renaming the package alias from testApp to testapp improves consistency with Go's convention for package aliases. This is a good practice for readability and maintainability.
protocol/app/ante/basic_test.go (1)
  • 35-41: > 📝 NOTE

This review was outside the diff hunks and was mapped to the diff hunk with the greatest overlap. Original lines [38-74]

Simplifying message validation in TestValidateBasic_AppInjectedMsgWrapper by removing the libante package usage and adjusting test cases is a positive change for maintainability. Ensure that the updated test cases still provide comprehensive coverage for all relevant scenarios.

protocol/testutil/constants/positions.go (1)
  • 81-84: The addition of the Usdc_Asset_1 constant with Quantums set to 1_000_000 is a useful enhancement for testing and development. Ensure that the naming convention is consistent with other constants in the file for clarity and maintainability.
protocol/app/datadog.go (1)
  • 113-114: Adding profiler.BlockProfile and profiler.GoroutineProfile to the Datadog profiler initialization enhances the profiling capabilities, providing valuable insights into the application's performance. This is a positive change for identifying and addressing performance bottlenecks.
protocol/app/e2e/ante_test.go (1)
  • 31-270: The test function TestParallelAnteHandler_ClobAndOther is well-structured and aims to validate the concurrent processing capabilities of the updated ante handlers. It uses a combination of account setup, block advancement, and concurrent transaction sending to simulate a realistic scenario. Here are some observations and recommendations:
  • Correctness and Logic: The test logic appears sound, with a clear setup of test accounts, balances, and concurrent transaction sending. The use of atomic variables and wait groups to manage concurrency is appropriate.
  • Performance: While the test is designed to detect data races and not specifically to benchmark performance, it's important to ensure that the number of iterations and the setup do not inadvertently lead to excessively long test times. Consider parameterizing the number of iterations or accounts based on the testing environment if needed.
  • Concurrency Handling: The use of Go's -race flag, atomic variables, and wait groups is appropriate for the intended concurrency testing. However, ensure that the test adequately covers the scenarios where data races might occur, especially around the global lock's usage in the actual ante handlers.
  • Best Practices: The test follows good practices in terms of structuring and isolating the test scenario. However, consider adding more detailed comments explaining the rationale behind specific concurrency choices, such as the use of atomic variables and the specific setup of test accounts and balances. This will help future maintainers understand the test's intent more clearly.

Overall, the test function is well-implemented for its intended purpose of validating concurrent processing capabilities and detecting data races. Ensure thorough coverage of different transaction types and concurrency scenarios to maximize the test's effectiveness.

protocol/app/ante.go (3)
  • 25-27: The addition of ClobKeeper to the HandlerOptions struct is a crucial change that supports the new ante handlers' functionality. This change allows the ante handlers to interact with the clob module, which is essential for processing clob-related transactions. Ensure that the ClobKeeper is properly initialized and passed to the NewAnteHandler function to avoid runtime errors.
  • 124-233: The clobAnteHandle function introduces a specialized handling path for clob messages, including a per-account locking mechanism during checkTx and a global lock for operations that are not thread-safe. This approach is aligned with the PR's objectives to optimize performance by minimizing locking. However, it's crucial to ensure that the locking logic is thoroughly tested to prevent deadlocks and to verify that it does not introduce significant performance bottlenecks. Additionally, consider the implications of branching the state store and ensure that state mutations are correctly managed across different transaction types.
  • 278-369: The otherMsgAnteHandle function processes non-clob and non-app injected messages. It includes a comprehensive set of ante decorators and introduces a global lock for certain operations. While the function appears to be correctly implemented, it's important to ensure that the global lock is used judiciously to avoid unnecessary performance bottlenecks. Additionally, verify that the state store branching and writing logic is correctly handled in different transaction contexts (checkTx, deliverTx, and simulation).
Verification successful

To accurately verify the handling of state store branching and writing in different transaction contexts (checkTx, deliverTx, and simulation) as well as the use of the global lock, we need to analyze the relevant parts of the codebase more closely. Since the previous script did not perform this analysis, let's proceed with generating new shell scripts aimed at examining the implementation details related to state store management and global lock usage.


The analysis of the protocol/app/ante.go file confirms that the otherMsgAnteHandle function correctly implements state store branching and writing logic for different transaction contexts (checkTx, deliverTx, and simulation). The use of a global lock to ensure thread safety during operations that could potentially lead to concurrent access and mutation of state is also appropriately handled. The code explicitly manages state store writing during non-simulated checkTx and reCheckTx, while delegating the responsibility to the Cosmos SDK during deliverTx and simulation. This confirms that the concerns raised in the review comment regarding state store management and global lock usage have been addressed in the implementation.

Scripts Executed

The following scripts were executed for the analysis:


Script:

#!/bin/bash
# Add a script to verify the correct handling of state store branching and writing in different transaction contexts.
echo "Script to verify state store management across transaction contexts."

Length of output: 146



Script:

#!/bin/bash
# Search for references to state store branching and writing logic, and global lock usage in the relevant file.
grep -C 10 -E "MultiStore|CacheMultiStore|Write|Lock" protocol/app/ante.go

Length of output: 5660


Script:

#!/bin/bash
# Search for usage of transaction contexts to verify correct handling in different contexts.
grep -C 5 -E "IsCheckTx|IsReCheckTx|IsDeliverTx" protocol/app/ante.go

Length of output: 2417

protocol/testutil/app/app.go (8)
  • 435-435: The addition of the sync.RWMutex named mtx to the TestApp struct is a critical change for managing concurrent access and ensuring thread safety. This is a necessary addition given the PR's objectives to enable parallel processing and improve transaction processing efficiency.
  • 444-446: The usage of mtx.Lock() and mtx.Unlock() in the InitChain method correctly implements locking to ensure thread safety during the initialization of the chain. This pattern is crucial for preventing race conditions when the chain is being initialized concurrently from multiple goroutines.
  • 675-677: Similarly, in the AdvanceToBlock method, the use of mtx.Lock() and mtx.Unlock() is appropriate for ensuring that advancing the block is done in a thread-safe manner. This method's critical section, which modifies the state of the TestApp, is correctly protected by the mutex.
  • 1048-1049: The use of mtx.RLock() and mtx.RUnlock() in the GetHeader method is a good practice for read-only operations, allowing multiple goroutines to read the header concurrently without blocking each other, as long as no write operation is happening.
  • 1055-1056: The GetBlockHeight method also correctly uses read locks with mtx.RLock() and mtx.RUnlock(), which is suitable for concurrent read access to the block height. This ensures thread safety without unnecessary blocking.
  • 1062-1063: The GetHalted method's use of read locks is consistent with best practices for concurrent reads, ensuring that accessing the halted state is thread-safe.
  • 1141-1143: The PrepareProposal method correctly acquires a lock before proceeding with the preparation of a proposal. This ensures that the operation is thread-safe and prevents concurrent modifications that could lead to inconsistent states.
  • 1158-1160: The GetProposedOperationsTx method's use of locking is consistent with ensuring thread safety during the retrieval of proposed operations. This pattern is crucial for maintaining consistency in a concurrent environment.
protocol/app/app.go (2)
  • 396-396: The addition of locking to the authtypes.StoreKey using WithLocking() method is a critical change for ensuring thread safety when accessing the store key. This change is aligned with the PR's objective to enhance efficiency through parallel processing and strategic locking. However, it's important to ensure that all access patterns to this store key across the application have been audited to prevent deadlocks.
  • 1642-1644: The modifications to the assignment of ClobKeeper and AuthStoreKey fields in the HandlerOptions struct are crucial for the ante handler setup. It's important to verify that these changes are consistent with the intended use of these fields throughout the application. Additionally, ensure that the Codec and AuthStoreKey are correctly utilized in the ante handler logic to maintain the application's integrity and security.

Comment on lines +1084 to +1086
tApp.mtx.RLock()
defer tApp.mtx.RUnlock()

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In the CheckTx method, the decision to use read locks (mtx.RLock() and mtx.RUnlock()) during the execution of CheckTx on the underlying App is appropriate. However, it's crucial to ensure that any state modifications made as a result of CheckTx are also protected by appropriate locking mechanisms, especially when modifying passingCheckTxs.

Consider using a write lock (mtx.Lock() and mtx.Unlock()) when modifying passingCheckTxs to ensure full thread safety during state modifications.

- tApp.mtx.RLock()
- defer tApp.mtx.RUnlock()
+ tApp.mtx.Lock()
+ defer tApp.mtx.Unlock()

Committable suggestion

‼️ IMPORTANT
Carefully review the code before committing. Ensure that it accurately replaces the highlighted code, contains no missing lines, and has no issues with indentation.

Suggested change
tApp.mtx.RLock()
defer tApp.mtx.RUnlock()
tApp.mtx.Lock()
defer tApp.mtx.Unlock()

Comment on lines +25 to +27
ClobKeeper: dydxApp.ClobKeeper,
Codec: encodingConfig.Codec,
AuthStoreKey: dydxApp.CommitMultiStore().(*rootmulti.Store).StoreKeysByName()[authtypes.StoreKey],
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Including Codec and AuthStoreKey in app.HandlerOptions is a necessary enhancement for ensuring the ante handler has all required dependencies. Consider adding comments to explain the purpose of these additions for future maintainability.

+ // Codec is used for encoding/decoding transactions.
  Codec:        encodingConfig.Codec,
+ // AuthStoreKey is used to access the auth module's store.
  AuthStoreKey: dydxApp.CommitMultiStore().(*rootmulti.Store).StoreKeysByName()[authtypes.StoreKey],

Committable suggestion

‼️ IMPORTANT
Carefully review the code before committing. Ensure that it accurately replaces the highlighted code, contains no missing lines, and has no issues with indentation.

Suggested change
ClobKeeper: dydxApp.ClobKeeper,
Codec: encodingConfig.Codec,
AuthStoreKey: dydxApp.CommitMultiStore().(*rootmulti.Store).StoreKeysByName()[authtypes.StoreKey],
ClobKeeper: dydxApp.ClobKeeper,
// Codec is used for encoding/decoding transactions.
Codec: encodingConfig.Codec,
// AuthStoreKey is used to access the auth module's store.
AuthStoreKey: dydxApp.CommitMultiStore().(*rootmulti.Store).StoreKeysByName()[authtypes.StoreKey],

Comment on lines +70 to +94
h := &lockingAnteHandler{
authStoreKey: options.AuthStoreKey,
setupContextDecorator: ante.NewSetUpContextDecorator(),
freeInfiniteGasDecorator: customante.NewFreeInfiniteGasDecorator(),
extensionOptionsChecker: ante.NewExtensionOptionsDecorator(options.ExtensionOptionChecker),
validateMsgType: customante.NewValidateMsgTypeDecorator(),
txTimeoutHeight: ante.NewTxTimeoutHeightDecorator(),
validateMemo: ante.NewValidateMemoDecorator(options.AccountKeeper),
validateBasic: ante.NewValidateBasicDecorator(),
validateSigCount: ante.NewValidateSigCountDecorator(options.AccountKeeper),
incrementSequence: ante.NewIncrementSequenceDecorator(options.AccountKeeper),
sigVerification: customante.NewSigVerificationDecorator(options.AccountKeeper, options.SignModeHandler),
consumeTxSizeGas: ante.NewConsumeGasForTxSizeDecorator(options.AccountKeeper),
deductFee: ante.NewDeductFeeDecorator(
options.AccountKeeper,
options.BankKeeper,
options.FeegrantKeeper,
options.TxFeeChecker,
),
setPubKey: ante.NewSetPubKeyDecorator(options.AccountKeeper),
sigGasConsume: ante.NewSigGasConsumeDecorator(options.AccountKeeper, options.SigGasConsumer),
clobRateLimit: clobante.NewRateLimitDecorator(options.ClobKeeper),
clob: clobante.NewClobDecorator(options.ClobKeeper),
}
return h.AnteHandle, nil
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The restructuring of the AnteHandler chain to include new decorators and the introduction of a locking mechanism (lockingAnteHandler) are significant changes aimed at supporting parallel processing and ensuring data consistency. It's important to ensure that each decorator is correctly implemented and that their order in the chain is logical and efficient. Additionally, the locking mechanism must be carefully reviewed to prevent deadlocks and ensure it does not introduce significant performance bottlenecks, especially under high load. Consider adding more detailed comments explaining the locking strategy and its implications on performance and concurrency.

+ // Add detailed comments explaining the locking strategy and its implications on performance and concurrency.

Committable suggestion

‼️ IMPORTANT
Carefully review the code before committing. Ensure that it accurately replaces the highlighted code, contains no missing lines, and has no issues with indentation.

Suggested change
h := &lockingAnteHandler{
authStoreKey: options.AuthStoreKey,
setupContextDecorator: ante.NewSetUpContextDecorator(),
freeInfiniteGasDecorator: customante.NewFreeInfiniteGasDecorator(),
extensionOptionsChecker: ante.NewExtensionOptionsDecorator(options.ExtensionOptionChecker),
validateMsgType: customante.NewValidateMsgTypeDecorator(),
txTimeoutHeight: ante.NewTxTimeoutHeightDecorator(),
validateMemo: ante.NewValidateMemoDecorator(options.AccountKeeper),
validateBasic: ante.NewValidateBasicDecorator(),
validateSigCount: ante.NewValidateSigCountDecorator(options.AccountKeeper),
incrementSequence: ante.NewIncrementSequenceDecorator(options.AccountKeeper),
sigVerification: customante.NewSigVerificationDecorator(options.AccountKeeper, options.SignModeHandler),
consumeTxSizeGas: ante.NewConsumeGasForTxSizeDecorator(options.AccountKeeper),
deductFee: ante.NewDeductFeeDecorator(
options.AccountKeeper,
options.BankKeeper,
options.FeegrantKeeper,
options.TxFeeChecker,
),
setPubKey: ante.NewSetPubKeyDecorator(options.AccountKeeper),
sigGasConsume: ante.NewSigGasConsumeDecorator(options.AccountKeeper, options.SigGasConsumer),
clobRateLimit: clobante.NewRateLimitDecorator(options.ClobKeeper),
clob: clobante.NewClobDecorator(options.ClobKeeper),
}
return h.AnteHandle, nil
h := &lockingAnteHandler{
authStoreKey: options.AuthStoreKey,
setupContextDecorator: ante.NewSetUpContextDecorator(),
freeInfiniteGasDecorator: customante.NewFreeInfiniteGasDecorator(),
extensionOptionsChecker: ante.NewExtensionOptionsDecorator(options.ExtensionOptionChecker),
validateMsgType: customante.NewValidateMsgTypeDecorator(),
txTimeoutHeight: ante.NewTxTimeoutHeightDecorator(),
validateMemo: ante.NewValidateMemoDecorator(options.AccountKeeper),
validateBasic: ante.NewValidateBasicDecorator(),
validateSigCount: ante.NewValidateSigCountDecorator(options.AccountKeeper),
incrementSequence: ante.NewIncrementSequenceDecorator(options.AccountKeeper),
sigVerification: customante.NewSigVerificationDecorator(options.AccountKeeper, options.SignModeHandler),
consumeTxSizeGas: ante.NewConsumeGasForTxSizeDecorator(options.AccountKeeper),
deductFee: ante.NewDeductFeeDecorator(
options.AccountKeeper,
options.BankKeeper,
options.FeegrantKeeper,
options.TxFeeChecker,
),
setPubKey: ante.NewSetPubKeyDecorator(options.AccountKeeper),
sigGasConsume: ante.NewSigGasConsumeDecorator(options.AccountKeeper, options.SigGasConsumer),
clobRateLimit: clobante.NewRateLimitDecorator(options.ClobKeeper),
clob: clobante.NewClobDecorator(options.ClobKeeper),
}
return h.AnteHandle, nil

@@ -110,6 +110,8 @@ func initDatadogProfiler(logger log.Logger, ddAgentHost string, ddAgentPort uint
profiler.CPUProfile,
profiler.HeapProfile,
profiler.MutexProfile,
profiler.BlockProfile,
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Didn't mean to include this.

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Removed

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Review Status

Actionable comments generated: 0

Configuration used: CodeRabbit UI

Commits Files that changed from the base of the PR and between 9e46547 and 6ca9211.
Files selected for processing (2)
  • protocol/app/e2e/ante_test.go (1 hunks)
  • protocol/lib/ante/app_injected_msg_test.go (1 hunks)
Files skipped from review as they are similar to previous changes (2)
  • protocol/app/e2e/ante_test.go
  • protocol/lib/ante/app_injected_msg_test.go

@@ -432,6 +432,7 @@ type TestApp struct {
passingCheckTxs [][]byte
passingCheckTxsMtx sync.Mutex
halted bool
mtx sync.RWMutex
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Why does test app need a separate mutex?

}

// NewAnteHandler returns an AnteHandler that checks and increments sequence
// numbers, checks signatures & account numbers, deducts fees from the first
// signer, and handles in-memory clob messages.
//
// Note that the contract for the forked version of Cosmos SDK is that during `checkTx` the ante handler
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Can you make explicit what locking requirements ante handlers now have? So when folks add new antehandlers or update forks they know what to look out for.

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Updated the comments.

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Review Status

Actionable comments generated: 0

Configuration used: CodeRabbit UI

Commits Files that changed from the base of the PR and between 6ca9211 and 40f45b5.
Files selected for processing (2)
  • protocol/app/ante.go (3 hunks)
  • protocol/testutil/app/app.go (8 hunks)
Files skipped from review as they are similar to previous changes (1)
  • protocol/testutil/app/app.go
Additional comments: 9
protocol/app/ante.go (9)
  • 5-12: The imports have been updated to include necessary packages for the new ante handlers and decorators. It's important to ensure that all imported packages are used within the file to avoid unnecessary dependencies.
  • 25-27: The addition of Codec, AuthStoreKey, and ClobKeeper to the HandlerOptions struct is crucial for supporting the new ante handlers. These fields enable the ante handlers to interact with the necessary components of the Cosmos SDK and the custom logic for clob transactions.
  • 34-55: The detailed comments explaining the locking requirements and their implications are valuable for understanding the concurrency model adopted in the ante handlers. It's essential for future developers to be aware of these requirements when adding new ante handlers or updating existing ones.
  • 75-81: The error handling in the NewAnteHandler function is well-implemented, ensuring that all required components are provided before constructing the ante handler. This prevents runtime errors due to missing dependencies.
  • 115-135: The lockingAnteHandler struct is well-defined, encapsulating all the necessary ante decorators and the global lock. This struct serves as the foundation for the custom ante handler logic, enabling the parallel processing and locking strategy.
  • 137-149: The AnteHandle method correctly delegates processing to specific handlers (clobAnteHandle, appInjectedMsgAnteHandle, or otherMsgAnteHandle) based on the message type. This approach simplifies the handling of different message types and allows for more targeted optimizations.
  • 151-246: The clobAnteHandle method implements the locking strategy for clob transactions, ensuring data consistency during parallel processing. The use of a per-account lock and a global lock is a sound approach to managing concurrency. However, it's crucial to monitor the performance impact of these locks, especially under high load, to prevent bottlenecks.
  • 248-289: The appInjectedMsgAnteHandle method correctly processes app-injected messages without unnecessary steps like gas consumption or signature verification. This optimization is appropriate given the nature of app-injected messages.
  • 291-382: The otherMsgAnteHandle method processes non-clob and non-app injected messages through the necessary ante decorators. The locking strategy, including the use of a global lock for certain operations, is consistent with the overall approach to concurrency management. It's important to ensure that this method does not introduce unnecessary performance overhead.

@lcwik lcwik merged commit 8c9aa1e into main Feb 29, 2024
17 checks passed
@lcwik lcwik deleted the lukeote151 branch February 29, 2024 01:22
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