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polygenic scores using variational inference on GWAS summary statistics from multiple cohorts

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Vilma

polygenic scores using variational inference on GWAS summary statistics from multiple cohorts

Table of Contents

Installation

vilma requires python v.3.7.11 or higher. vilma makes use of a number of external packages so it is recommended to install vilma in a virtual environment.

If using conda this can be accomplished by running

conda create -n my-vilma-env
conda activate my-vilma-env

If using virtualenv run:

virtualenv my-vilma-env
source my-vilma-env/bin/activate

Note that activating the virtual environment will be required before running vilma (e.g., if you open a new terminal, or deactivate my-vilma-env).

First, vilma makes use of hdf in order to (optionally) store large matrices on disk. If you do not have hdf installed, it can be installed using your systems's package manager, such as apt-get, yum, conda, brew etc...

For example, on Ubuntu run:

sudo apt-get install libhdf5-serial-dev

You should then be able to clone and install vilma by running:

git clone https://github.com/jeffspence/vilma.git vilma
pip install vilma/

Note that this will create a directory vilma/ in your current working directory.

If you have pytest installed, you can check that everything is running smoothly by running

python -m pytest vilma/tests/test.py

The first time you run vilma, numba will compile a number of functions. This should take about a minute, but will only happen the first time vilma is run.

Usage

vilma has a command line interface and consists of two separate commands. vilma works by combining GWAS summary statistics from one or more cohorts with LD matrices for each of those cohorts in order to estimate a distribution of effect sizes as well as posterior effect size estimates for each variant.

The GWAS summary statistics must be provided by the user. These can be obtained from publicly available summary statistics, or by running association testing software (e.g., PLINK v1.9 or PLINK v.2.0 ).

The other inputs to the model are the LD matrices in each cohort which can be constructed using vilma make_ld_schema as described below.

Once we have our summary statistics, and our LD matrices, we are ready to simultaneously fit a distribution of effect sizes and build a polygenic score using vilma fit. This is described in Building a Polygenic Score.

The outputs of this process are described in Output File Formats.

Building an LD Matrix

N.B. that in version 0.0.2 the file format for matrices with pre-computed SVDs changed. This results in LD matrices using up about half as much memory on disk, but unfortunately requires that LD matrices built using version 0.0.1 will need to be recomputed if the --ldthresh option was used.

The LD matrix for each cohort is (in principle) a num_snps x num_snps matrix where entry i, j is the correlation between genotypes at SNP i and SNP j. In practice, vilma will be run on millions of SNPs and performing computations with such a large matrix is prohibitive. As such, we build a sparse block-diagonal matrix by dividing the genome into different "LD blocks" and assuming that the correlation between SNPs in different blocks is zero.

In practice, we pre-compute this matrix and store it as a series of numpy matrices that correspond to the submatrices along the diagonal, and a corresponding series of variant files that list which SNPs are included in each submatrix. An overall "manifest" file contains the paths of all of these matrix and variant files.

We have prebuilt LD matrices for several cohorts and sets of SNPs. Those are available for download as described below.

vilma can also construct such a block diagonal matrix from PLINK v1.9 format genotype data (.bim, .bed, and .fam files) and a file containing the limits of separate LD blocks (as a .bed file, but this bed, not the PLINK .bed).

To build an LD matrix, run

vilma make_ld_schema --logfile <log_file_name> \
    --out-root <output_path_root> \
    --extract <snp_file> \
    --block-file <block_file> \
    --plink-file-list <plink_path_file> \
    --ldthresh <t>

<log_file_name> is the name of a file to store logging information that vilma will output while running. For std-out use -.

<output_path_root> will determine where the output is stored. The manifest file which will be used below will be saved to <output_path_root>.schema. All of the matrix and variant files will be saved to <output_path_root>_{chromosome}:{block_number}.npy and <output_path_root>_{chromosome}:{block_number}.var.

<snp_file> should contain a whitespace delimited file with a column labeled "ID" that contains which SNPs should be read in and used when building the LD matrix. This is optional, and if excluded, then all SNPs will be used when building an LD matrix.

<block_file> is a .bed format file (whitespace delimited with columns chromosome start end). The chromosome names should match those in the genotype data. Each line corresponds to an LD block, with start being the 0-indexed, inclusive start of the block in base pairs and end being the 0-indexed, exclusive end of hte block in base pairs. That a line chr1 100 1000 indicates that any SNPs on chromosome chr1 at positions (1-indexed, i.e., matching plink) 101, 102, ..., 1000 will be treated as being in the same LD block. These blocks must be non-overlapping.

<plink_path_file> is a file which contains the "basename" of PLINK1.9 format genotype data for a single chromosome on each line. That is, if the first line is <path_to_plink_data_for_chromosome_1> and the second line is <path_to_plink_data_for_chromosome_2>, then vilma will look for <path_to_plink_data_for_chromosome_1>.bim, <path_to_plink_data_for_chromosome_1>.bed, and <path_to_plink_data_for_chromosome_1>.fam, split the genotype data into the blocks specified by all of the rows of <block_file> that start with the chromosome identifier present in <path_to_plink_data_for_chromosome_1>.bim, and then compute correlation matrices. Then it will load the .bim, .bed, and .fam files that start with <path_to_plink_data_for_chromosome_2> and so on.

--ldthresh <t> is optional. Later we will perform singular value decompositions (SVDs) on each submatrix of the LD matrix in order to denoise it. This can take some time, however, so if multiple polygenic scores will be built using the same LD matrix, it makes sense to run these SVDs up front and store the results. To do this, include the --ldthresh <t> option. Setting a threshold of <t> guarantees that SNPs with an r^2 between them of <t> or smaller will be treated as linearly independent.
Smaller values of <t> will result in lower memory usage and faster runtimes. Larger values of <t> should result in more accurate polygenic scores up to a certain point -- if <t> is too close to one, noisy components of the estimated LD matrix will start to be included. Setting <t> to 0.8 seems to perform well in practice.

For a detailed descriptions of all options, run

vilma make_ld_schema --help

Checking an LD Matrix

The module vilma check_ld_schema contains utilities to inspect and analyze an LD schema. In general one uses --ld-schema <manifest_file> to specify the LD schema, and then additional options are used with filenames to print the output of various analyses.

--listvars <report_filename> collects all of the variants in the LD schema and stores their metadata in <report_filename>. This can be useful to see what variants are in a schema, and to check to make sure that the SNP ID formatting in other files (e.g., the extract file and the sumstats files below) match the format in the schema.

--trace <report_filename> computes the trace of a low rank approximation of the LD matrix specified by the LD schema. This acts as a metric for seeing how good the low rank approximation is. If the trace is close to the number of (non-missing) SNPs, then, the matrix is nearly low rank and nothing is lost. In the case of large deviations, the low rank approximation will be a substantial "smoothing" of the true LD matrix. This may be desirable to "denoise" the LD matrix, but it may also over-regularize the matrix. Using the option --trace-mmap will store the LD matrices on disk while computing the trace to minimize the amount of RAM used. The option --trace-extract <variants_file> will restrict the LD matrix to only those variants listed in <variants_file> (otherwise all variants in the schema -- i.e., those reported by --listvars will be used). The option --trace-annotations <annotations_file> will cause traces to be computed for the whole matrix and for each submatrix formed by restricting the matrix to each set of variants with the same annotation.

Building a Polygenic Score

Once we have an LD Matrix as computed above, we are ready to fit the model to data. This is done using vilma fit. A standard usage is

vilma fit --ld-schema <comma_delimited_list_of_manifest_files> \
    --sumstats <comma_delimited_list_of_sumstatfiles> \
    --output <output_root> \
    -K <components> \
    --ldthresh <t> \
    --init-hg <comma_delimited_list_of_hgs> \
    --samplesizes <comma_delimited_list_of_Ns> \
    --names <comma_delimited_list_of_cohort_names> \
    --learn-scaling \
    --annotations <annotation_file> \
    --logfile <log_file> \
    --extract <snp_file>

We detail the different options below.

<comma_delimited_list_of_manifest_files> is a comma separated list of paths to LD matrix manifests (one for each cohort) as computed in Building an LD Matrix. Specifically, if vilma make_ld_schema was run with option --out-root <output_path_root> then <output_path_root>.schema should be passed to vilma fit.

<comma_delimited_list_of_sumstatfiles> is a comma separated list of paths to summary statistics files. These files are the summary of GWAS associations. Each file must contain a column ID with the name of the SNP (to match to the LD matrices computed above), a column labeled either BETA or OR that contains the estimated marginal effect size (or odd ratio) for this SNP (OR should be for case-control data), and a column labeled SE that contains the standard error of the GWAS marginal effect size estimate (or log odds ratio for case-control data). To ensure that direction of effect (i.e., which SNP has a positive vs. negative effect) matches the correlations of alleles in the LD matrix, we must determine which allele was used in the assocation test. To that end, the summary stats file must contain a column labeled A1. Then, to be compatible with either PLINK1.9 and PLINK2.0, there must either be two columns labeled REF and ALT (PLINK 1.9) or a column labeled A2 (PLINK 2.0).

<output_root> is the base name for all of the output generated by vilma fit. There will be a number of outputs described below. <output_root>.covariance.pkl will contain the covariance matrices of the mixture components used by vilma. <output_root>.npz will contain the complete fit model. <output_root>.estimates.tsv will contain the posterior mean effect sizes, which are the optimal weights when building a polygenic score.

<components> determines how many mixture components will be used in the prior. More components will result in a better fit, but a longer runtime. The actual number of components used is based on <components> but in general will be larger. This is so that the space of potential variants will be well-covered and that using the same <components> values for one or two cohorts will cover the space of covariances comparably well. As a result, for a particular value of <components> there will be many more mixture components in a two cohort model than in a one cohort model.

--ldthresh <t> sets how accurately to approximate the LD matrices. vilma performs singular value decompositions (SVDs) on each submatrix of the LD matrix in order to denoise it. Setting a threshold of <t> guarantees that SNPs with an r^2 between them of <t> or smaller will be treated as linearly independent.
Smaller values of <t> will result in lower memory usage and faster runtimes. Larger values of <t> should result in more accurate polygenic scores up to a certain point -- if <t> is too close to one, noisy components of the estimated LD matrix will start to be included. Setting <t> to 0.8 seems to perform well in practice.

<comma_delimited_list_of_hgs> is used in initializing vilma fit. This should be a comma delimited list of the approximate heritabilities of the trait in each cohort. As this is only used for initialization it is not crucial to get this exactly correct.

<comma_delimited_list_of_Ns> is used in initializing vilma fit. This should be a comma delimited list of the (effective) sample sizes of the GWAS in each cohort. As this is only used for initialization it is not crucial for this to be exact.

<comma_delimited_list_of_cohort_names> is used in the output. In particular, <output_root>.estimates.tsv will contain a column for each cohort with the posterior mean estimate of the effect size for each SNP in that cohort. For example if we use --names ukbb,bbj then there will be columns posterior_ukbb and posterior_bbj in <output_root>.estimates.tsv. The column posterior_ukbb will contain estimates from using the first LD matrix, the first summary stats file, the first init-hg, and so on. The default is "0", "1", ...

--learn-scaling causes vilma fit to learn an analog of the LDSC intercept term that accounts for improperly calibrated standard errors in the GWAS (e.g., over-correcting or under-correcting for population structure).

--annotations <annotation_file> is option, and causes vilma to learn separate effect size distributions for each different annotation. <annotation_file> should be a whitespace delimited file with a column labeled ID that contains the SNP names and matches the LD schema and the <snp_file> passed to --extract. It should also contain a column labeled ANNOTATION. This column can contain whatever labels you want, and SNPs with the same label in this column will be treated as having the same annotation.

<log_file_name> is the name of a file to store logging information that vilma will output while running. For std-out use -.

<snp_file> should contain a whitespace delimited file with a column labeled "ID" that contains which SNPs should be read in and used when building the polygenic score.
To ensure that direction of effect (i.e., which SNP has a positive vs. negative effect) matches the correlations of alleles in the LD matrix, we must determine which allele was used in the assocation test. To that end, the summary stats file must contain a column labeled A1. Then, to be compatible with either PLINK1.9 and PLINK2.0, there must either be two columns labeled REF and ALT (PLINK 1.9) or a column labeled A2 (PLINK 2.0).

Polygenic scores can then be computed for genotype data using the weights inferred by vilma by using Allelic scoring in PLINK v1.9 or Linear scoring in PLINK v2.0.

For a detailed description of these options (and additional options), run

vilma fit --help

Simulating Data

vilma also contains utilities to simulate GWAS data from Gaussian mixture models. These are implemented in vilma sim. A typical command would be

vilma sim --sumstats <summstats_cohort_1>,<summstats_cohort_2>,... \
    --covariance <covariance_matrices.pkl> \
    --weights <weights.npz> \
    --gwas-n-scaling <scale_for_cohort_1>,<scale_for_cohort_2>,... \
    --annotations <annotations.tsv> \
    --names <name_for_cohort_1>,<name_for_cohort_2>,... \
    --ld-schema <path_to_ld_schema_for_cohort_1>,<path_to_ld_schema_for_cohort_2>,... \
    --seed <seed> \
    --output <output_filenames_root>

This uses the summary statistics files provided to get the standard error and variants to simulate. <covariances_matrices.pkl> is as described below, and specifies the covariance matrices for each of the mixture components to simulate from. The weights file should either be a .npz file containing a file 'hyper_delta' which is a [num_annotations] x [num_mixture_components] numpy array where each row is the distribution over mixture components for that annotation, or the weights file should be a .npy file with the same matrix. --gwas-n-scaling allows the user to simulate a GWAS with a different sample size than the one used to obtain the sumstats file. For example setting --gwas-n-scaling 2,3 will double the sample size for the first cohort and will triple the sample size for the second cohort. The annotations file is as above and indicates which annotation each SNP belongs to. SNPs that do not have an annotation will be randomly assigned an annotation proportionally to the number of SNPs in each annotation. The --names are only used to naming the output files. The --ld-schema are as described above and should be the paths of the manifest files for the LD matrices for each cohort. --seed should be used to indicate the seed to be used for the simulations. Note that by default, the seed is 42 so simulating multiple times without setting the seed will result in duplicated simulations. Finally, --output determines where the simulated GWAS summary statistics will be saved. Outputs will be saved as .tsv files at <output_filenames_root>.<name_for_cohort>.simgwas.tsv.

LD Matrices

NB in v.0.0.4 we fixed a serious bug in the loading of the precomputing LD matrices. Any vilma runs using precomputed LD matrices and a vilma version earlier than 0.0.4 should be rerun. Sorry!

We have precomputed LD matrices for three cohorts in each of two SNP sets (6 LD matrices). The cohorts are African ancestry individuals in the UK Biobank, East Asian ancestry individuals in the UK Biobank and "white British" individuals in the UK Biobank. The two SNP sets are approximately 1M SNPs from HapMapIII, as well as approximately 6M SNPs that are well-imputed in the UK Biobank.

The SNP IDs in these matrices are in the format "chr:pos_ref_alt", for example, 10:100479326_G_A and are based on hg19 (GRCh37 coordinates).

You can check which variants are present in these matrices using vilma check_ld_schema as described above.

The LD matrices are available from google drive, and can be downloaded using gdown (example below):

Cohort SNP Set Filesize ID MD5
African Ancestries HapMap 1.3GB 11VJ8_Xaf59RHxv1kZj6uWW9amJuibrgO 95fee6e65d7002b4c9227deb1e55e51f
African Ancestries well-imputed 59.7GB 12fqMj2AKeEvjadphTFacDYtK66srFVBI f91d3e3ee44764feee3546503f574006
East Asian Ancestries HapMap 1.7GB 1pnKEklPVSTydNjNuRZ_5D5xL4zRg1HDH 68cec1591ef41eac320a9ec479974c62
East Asian Ancestries well-imputed 42.4GB 1oZ4WXBn02Gc1UC1zRfhT44EGIXKSCgBV 3f3f2807f0993691eced7b54f76b5c39
white British HapMap 1.7GB 1EnczLWlfUmbnf0FZVnYf8pjGkbas9Na8 f171f2ec3f2116d2d59e50ad18f0b1fc
white British well-imputed 35.5GB 1gbHBAakr7iw8g4rshCLANSE9-h3QqFAI b06fa9690fa7d6642683f5c6ed882c3d

As an example, we will download the LD matrices built using individuals of African Ancestries on the HapMapIII SNP set. First we need to install gdown

pip install gdown

Now, we use gdown to download the relevant file by ID:

gdown 11VJ8_Xaf59RHxv1kZj6uWW9amJuibrgO

this will create a file afr_hapmap.tar.gz (or other appropriate name for a different cohort or SNP set). We can use md5 to make sure that the file downloaded okay. On a macbook, the command is md5, on an Ubuntu server it is md5sum. Running

md5 afr_hapmap.tar.gz

should return 95fee6e65d7002b4c9227deb1e55e51f. If not, the file was not correctly downloaded. Finally, we need to extract this archive. Please note that these extracted LD matrices will be somewhat larger than the original archive (HapMap SNP sets will be about 2-3GB, well-imputed SNP sets will be about 60-70GB). To extract, run:

tar -xf afr_hapmap.tar.gz

which will create a directory afr_hapmap/. The file afr_hapmap/ld_manifest.txt is then the LD schema that should be passed to vilma fit.

Output File Formats

vilma fit produces three types of output files.

<out_base>.estimates.tsv contains the posterior mean effect sizes estimates for each cohort. This is what should be passed to PLINK for scoring individuals (i.e., computing individuals' polygenic scores). This file is tab-delimited and will contain 3 columns plus four columns per cohort. The column ID contains the SNP IDs. The column A1 contains the allele which corresponds to the effect (i.e., the effect is the effect of each additional copy of allele A1) and A2 contains the other allele. The columns posterior_<cohort_name> contain the posterior mean estimate of the effect of each copy of the A1 allele (in liability for dichotomous traits). The columns posterior_variance_<cohort_name> contain the posterior variance of each effect sizes in each cohort. The columns missing_sumstats_<cohort_name> indicate whether each variant is missing summary statistics and missing_LD_<cohort_name> indicate whether each variant is missing LD statistics (False is good, as it indicates that these are not missing).

<out_base>.covariance.pkl is a python pickle file that contains the covariance matrices (called ∑ in the paper) that comprise the component distributions of the prior. In python these can be accessed using

import pickle
matrices = pickle.load(open('<out_base>.covariance.pkl', 'rb'))
matrices[0][0]  # the first covariance matrix
len(matrices[0])  # the total number of covariance matrices

<out_base>.npz is a numpy npz file that contains the fit model. There are three arrays in this file. vi_mu is a [num_components][num_cohorts][num_snps] dimensional array that contains the variational distribution means. That is, vi_mu[k][p][i] is the posterior mean value of SNP i in cohort p given that we are looking at component k. vi_delta is a [num_snps][num_components] dimensional array that containsthe mixture weights of the different mixture components for each SNP. That is, the probability under the posterior that the effect size for SNP i came from component k is vi_delta[i][k]. Furthermore, this means that the overall posterior mean effect for a SNP in population p is vi_delta[i] @ vi_mu[:, p, i]. Finally, hyper_delta is a [num_annotations][num_components] dimension array, with the (learned) prior mixture weights for the different components of the prior. That is hyper_delta[a][k] is the prior probability that a SNP with annotation a comes from mixture component k. For all of these arrays, the order of the component distributions matches that in <out_base>.covariance.pkl, the order of the SNPs matches the file passed as the --extract argument to vilma fit, and the order of the cohorts is the order in which the summary statistics files, LD matrices, etc... were passed to vilma fit.

Example

For an example workflow running vilma see example.sh in the example/ directory, where an LD matrix is built from genotype data using vilma make_ld_schema and then the model is fit using vilma fit. An example on how to use checkpointing to save intermediate models and how to restart optimization using a saved model is also included, in example/checkpoint_example.sh.

Citation

If you use vilma please cite

Spence, J. P., Sinnott-Armstrong, N., Assimes, T. L., and Pritchard, J. K. A flexible modeling and inference framework for estimating variant effect sizes from GWAS summary statistics. bioRxiv

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