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CloxCache

A high-performance, concurrent in-memory cache for Go with self-tuning frequency-based eviction.

CloxCache uses a self-tuning protected-frequency eviction strategy that learns optimal thresholds for your workload, achieving 5-30% better hit rates than Otter (S3-FIFO) while providing 3-5x better concurrent throughput.

Key Features

  • Linearizable: Synchronous writes guarantee that a Get() immediately after Put() returns the value. Many caches (including Otter) use async/buffered writes that break this guarantee.
  • Self-tuning thresholds: Learns optimal graduation rate thresholds using gradient descent on hit rate
  • Adaptive eviction threshold: Automatically adjusts protection level (k) based on workload characteristics
  • Scan resistant: Maintains high hit rates even under scan-heavy workloads
  • Lock-free reads: Reads use only atomic operations, enabling massive read concurrency
  • Sharded writes: Minimises write contention across CPU cores
  • Generic: Supports string or []byte keys with any value type

How It Works

CloxCache protects frequently accessed items from eviction. The protection threshold (k) adapts automatically:

  • Items with freq > k are protected from eviction
  • k adapts per-shard based on observed graduation rate
  • The graduation rate thresholds themselves are learned based on whether k changes improve hit rate
// Items with freq > k are protected from eviction
// k adapts per-shard based on observed graduation rate
// Thresholds self-tune via gradient descent on hit rate
if item.freq <= k {
    // Candidate for eviction
} else {
    // Protected (likely working set)
}

Installation

go get github.com/bottledcode/cloxcache

Quick Start

package main

import (
	"fmt"
	"github.com/bottledcode/cloxcache/cache"
)

func main() {
	// Create cache for 10,000 entries
	cfg := cache.ConfigFromCapacity(10000)
	c := cache.NewCloxCache[string, *MyData](cfg)
	defer c.Close()

	c.Put("user:123", &MyData{Name: "Alice"})

	if data, ok := c.Get("user:123"); ok {
		fmt.Println(data.Name)
	}
}

type MyData struct {
	Name string
}

Performance

Hit Rate

Tested on real-world cache traces (4x back-to-back iterations for warm cache):

Trace Capacity CloxCache Otter (S3-FIFO) vs Otter
OLTP 20% 71.34% 70.54% +0.80%
OLTP 50% 84.24% 80.99% +3.25%
OLTP 70% 92.00% 80.15% +11.85%
DS1 1% 11.21% 6.42% +4.79%
DS1 50% 58.10% 43.86% +14.24%
DS1 70% 78.83% 48.70% +30.13%
Twitter52 30% 84.84% 84.11% +0.73%
Twitter52 50% 89.94% 87.25% +2.69%
Twitter52 70% 94.57% 87.09% +7.48%

CloxCache significantly outperforms Otter (S3-FIFO) across all workloads, especially at medium-to-high cache capacities where the ghost queue provides excellent scan resistance.

Raw benchmark output
=== RUN   TestCapacitySweep/OLTP
    Trace: OLTP, Accesses: 500000 (4x = 2000000), Unique keys: 121783

    | Capacity | CloxCache | SimpleLRU | Otter | Clox vs LRU | Clox vs Otter | Avg K |
    |----------|-----------|-----------|-------|-------------|---------------|-------|
    | 1217 (1%) | 36.70% | 36.44% | 45.11% | +0.25% | -8.41% | 2.53 |
    | 6089 (5%) | 55.02% | 55.45% | 58.23% | -0.42% | -3.21% | 2.59 |
    | 12178 (10%) | 61.54% | 61.65% | 64.16% | -0.11% | -2.62% | 2.58 |
    | 24356 (20%) | 71.34% | 67.32% | 70.54% | +4.02% | +0.80% | 2.91 |
    | 36534 (30%) | 74.30% | 70.28% | 74.46% | +4.01% | -0.17% | 2.97 |
    | 48713 (40%) | 78.10% | 71.90% | 79.27% | +6.20% | -1.16% | 2.98 |
    | 60891 (50%) | 84.24% | 74.26% | 80.99% | +9.98% | +3.25% | 2.70 |
    | 73069 (60%) | 91.19% | 76.33% | 79.13% | +14.86% | +12.07% | 2.03 |
    | 85248 (70%) | 92.00% | 78.24% | 80.15% | +13.77% | +11.85% | 2.00 |
    | 97426 (80%) | 92.65% | 79.83% | 84.13% | +12.82% | +8.52% | 2.00 |

=== RUN   TestCapacitySweep/DS1
    Trace: DS1, Accesses: 500000 (4x = 2000000), Unique keys: 320208

    | Capacity | CloxCache | SimpleLRU | Otter | Clox vs LRU | Clox vs Otter | Avg K |
    |----------|-----------|-----------|-------|-------------|---------------|-------|
    | 3202 (1%) | 11.21% | 1.51% | 6.42% | +9.70% | +4.79% | 2.70 |
    | 16010 (5%) | 16.12% | 5.54% | 17.07% | +10.57% | -0.96% | 2.64 |
    | 32020 (10%) | 16.89% | 7.35% | 18.77% | +9.55% | -1.88% | 2.81 |
    | 64041 (20%) | 22.94% | 9.66% | 27.71% | +13.28% | -4.77% | 2.78 |
    | 96062 (30%) | 28.31% | 10.71% | 42.07% | +17.60% | -13.76% | 2.95 |
    | 128083 (40%) | 40.32% | 13.76% | 43.94% | +26.56% | -3.62% | 2.75 |
    | 160104 (50%) | 58.10% | 15.33% | 43.86% | +42.76% | +14.24% | 3.09 |
    | 192124 (60%) | 77.01% | 17.06% | 50.40% | +59.96% | +26.61% | 7.00 |
    | 224145 (70%) | 78.83% | 17.32% | 48.70% | +61.51% | +30.13% | 1.00 |
    | 256166 (80%) | 80.46% | 17.87% | 50.12% | +62.59% | +30.34% | 1.06 |

=== RUN   TestCapacitySweep/Twitter52
    Trace: Twitter52, Accesses: 500000 (4x = 2000000), Unique keys: 82416

    | Capacity | CloxCache | SimpleLRU | Otter | Clox vs LRU | Clox vs Otter | Avg K |
    |----------|-----------|-----------|-------|-------------|---------------|-------|
    | 824 (1%) | 60.21% | 62.60% | 67.57% | -2.39% | -7.36% | 2.59 |
    | 4120 (5%) | 72.79% | 72.36% | 76.03% | +0.43% | -3.24% | 2.67 |
    | 8241 (10%) | 76.85% | 76.25% | 79.56% | +0.60% | -2.71% | 2.53 |
    | 16483 (20%) | 80.51% | 80.11% | 82.61% | +0.40% | -2.10% | 2.41 |
    | 24724 (30%) | 84.84% | 81.84% | 84.11% | +2.99% | +0.73% | 2.70 |
    | 32966 (40%) | 86.69% | 83.08% | 87.25% | +3.61% | -0.56% | 2.73 |
    | 41208 (50%) | 89.94% | 83.85% | 87.25% | +6.10% | +2.69% | 2.52 |
    | 49449 (60%) | 94.10% | 84.47% | 86.53% | +9.64% | +7.57% | 2.00 |
    | 57691 (70%) | 94.57% | 84.93% | 87.09% | +9.64% | +7.48% | 2.00 |
    | 65932 (80%) | 95.02% | 85.34% | 89.31% | +9.68% | +5.71% | 2.00 |

Concurrent Throughput

Where CloxCache really shines—lock-free reads scale with goroutines:

Goroutines CloxCache Sharded LRU Otter vs LRU vs Otter
1 11M ops/s 26M ops/s 9M ops/s 0.4x 1.2x
4 34M ops/s 22M ops/s 18M ops/s 1.5x 1.9x
16 58M ops/s 26M ops/s 19M ops/s 2.2x 3.1x
32 57M ops/s 24M ops/s 17M ops/s 2.4x 3.3x
64 77M ops/s 22M ops/s 14M ops/s 3.5x 5.3x
128 79M ops/s 25M ops/s 13M ops/s 3.2x 6.3x
256 71M ops/s 23M ops/s 10M ops/s 3.1x 7.4x

(90% reads, 10% writes workload)

Raw benchmark output
=== RUN   TestConcurrentReadHeavy
    Read-heavy concurrent test: 90% reads, 10% writes, 1000000 ops total

    | Goroutines | CloxCache (ops/s) | SimpleLRU (ops/s) | Otter (ops/s) |
    |------------|-------------------|-------------------|---------------|
    | 1 | 11418211 | 26172066 | 9385530 |
    | 2 | 18357213 | 18090921 | 12668403 |
    | 4 | 34375650 | 21548263 | 18485753 |
    | 8 | 54131157 | 23462212 | 17976868 |
    | 16 | 57887904 | 25676727 | 18815351 |
    | 32 | 56646010 | 23950319 | 17098614 |
    | 64 | 77095575 | 22233853 | 14445578 |
    | 128 | 79179151 | 24930167 | 12561981 |
    | 256 | 71140637 | 23032562 | 9674261 |

Why Linearizability Matters

Many high-performance caches achieve speed through async/buffered writes. This means:

cache.Set("key", "value")
v, ok := cache.Get("key") // May return ok=false!

This is fine for web caches where eventual consistency is acceptable. But for database buffer pools, transaction caches, or any system requiring strong consistency, this is a correctness bug waiting to happen.

CloxCache guarantees linearizability: every Get() sees all prior Put() operations. This makes it safe for:

  • Database page caches
  • Write-ahead log buffers
  • Transaction result caches
  • Any system where "I just wrote it, why can’t I read it?" would be a bug

Real-World Cost Impact

On Twitter production traces with simulated 100μs disk I/O on cache misses:

Trace CloxCache Otter Speedup
Twitter17 (4 iter) 3.84M ops/s 2.10M ops/s 1.8x
Twitter44 (4 iter) 3.15M ops/s 1.25M ops/s 2.5x

CloxCache also achieves +2% higher hit rates due to linearizable writes (no "false misses" from async buffering).

At datacenter scale, this can translate to (rough estimates):

  • ~50% fewer servers needed for the same throughput
  • ~20% lower cost per request (fewer disk I/O from better hit rates)
  • Lower tail latencies from fewer cache misses

When to Use CloxCache

Best for:

  • Database caches requiring linearizability
  • Read-heavy concurrent workloads (4+ goroutines)
  • Web/API response caches
  • Session stores
  • Any workload where reads vastly outnumber the writes

Consider alternatives when:

  • Cache is tiny relative to the working set (<10%)
  • Single-threaded applications (LRU is simpler and faster)
  • Eventual consistency is acceptable and raw write throughput is critical

Configuration

Simple (Recommended)

// Create cache for N entries (automatically configures optimal settings)
cfg := cache.ConfigFromCapacity(10000)
c := cache.NewCloxCache[string, *MyValue](cfg)

Memory-based

// Create cache for a specific memory budget
cfg := cache.ConfigFromMemorySize(256 * 1024 * 1024) // 256MB
c := cache.NewCloxCache[string, *MyValue](cfg)

Manual

cfg := cache.Config{
    NumShards:     64,    // Must be power of 2, recommend 64-256
    SlotsPerShard: 4096,  // Must be power of 2
    Capacity:      10000, // Max entries (distributed across shards)
    CollectStats:  true,  // Enable hit/miss/eviction counters
    SweepPercent:  15,    // Percent of shard to scan during eviction (1-100)
}
c := cache.NewCloxCache[string, *MyValue](cfg)

API

// Store a value (returns false if eviction failed)
ok := c.Put(key, value)

// Retrieve a value (lock-free)
value, found := c.Get(key)

// Get statistics (requires CollectStats: true)
hits, misses, evictions := c.Stats()

// Get adaptive threshold stats per shard
adaptiveStats := c.GetAdaptiveStats()

// Get average k across all shards
avgK := c.AverageK()

// Get average learned thresholds across all shards
rateLow, rateHigh := c.AverageLearnedThresholds()

// Clean shutdown
c.Close()

Blog Post

For the full story of how CloxCache was developed and the theory behind it, see Frequency Thresholds and Sharded Eviction: Building CloxCache.

License

MIT License - see LICENSE

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