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fix(rag): detect encrypted and corrupted PDFs with actionable errors (#451)#784

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kalin/fix-encrypted-pdf-handling
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fix(rag): detect encrypted and corrupted PDFs with actionable errors (#451)#784
kovtcharov merged 2 commits intomainfrom
kalin/fix-encrypted-pdf-handling

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Summary

Closes #451.

Password-protected PDFs were silently indexed as 0 chunks (pypdf returns empty text for encrypted pages without raising), and corrupted PDFs surfaced vague Failed to process document errors. Both cases left users with no actionable path forward.

This PR makes RAGSDK._extract_text_from_pdf detect three distinct failure modes and surface them with user-facing remediation guidance:

Mode Exception Trigger Remediation hinted
Password-protected EncryptedPDFError reader.is_encrypted qpdf --decrypt / pdftk commands
Malformed / truncated CorruptedPDFError pypdf.errors.PdfReadError at construction Re-download / re-export / re-OCR
No extractable text EmptyPDFError All pages blank after extraction ocrmypdf or enable VLM image extraction

All three inherit from a new PDFExtractionError base, which in turn inherits from ValueError so existing except ValueError: callers (including reindex_document) keep working unchanged.

Changes

  • src/gaia/rag/sdk.py
    • New exception classes PDFExtractionError, EncryptedPDFError, CorruptedPDFError, EmptyPDFError, each carrying a stable short status code
    • _extract_text_from_pdf:
      • Wraps PdfReader(path) to catch PdfReadError and re-raise as CorruptedPDFError via raise ... from e (preserves the pypdf cause for operator logs)
      • Checks reader.is_encrypted up-front and refuses before attempting extraction
      • Detects all-blank pages (where pypdf returns empty text for every page) and raises EmptyPDFError
      • Adds pdf_status: "readable" | "encrypted" | "corrupted" | "empty" to returned metadata
    • index_document: adds a dedicated except PDFExtractionError clause that sets stats["pdf_status"] separately from stats["error"] so UIs can badge documents with the short status code instead of showing the full remediation blob
  • src/gaia/rag/__init__.py: re-exports the four error classes

Tests

New suite at tests/unit/rag/test_pdf_extraction_errors.py (15 tests, all passing in < 1s):

  • Fixtures built programmatically with pypdf.PdfWriter — no binary fixture files committed to the repo
  • Encrypted: asserts raises EncryptedPDFError with qpdf/pdftk in message; asserts index_document returns pdf_status="encrypted"
  • Corrupted: covers both garbage-bytes and truncated-valid-PDF; asserts __cause__ preserves the pypdf exception
  • Empty: asserts raises EmptyPDFError with OCR hint on a blank-page PDF
  • Hierarchy guards: all three remain ValueError subclasses; status codes are distinct

The fixture patches _check_dependencies, AgentSDK, and VLMClient so tests run without sentence-transformers / faiss / a live Lemonade server.

Test plan

  • pytest tests/unit/rag/ -xvs — 15/15 pass locally
  • pytest tests/unit/test_rag_tools.py — 17/17 still pass (no regression in adjacent RAG tests)
  • black --check + isort --check-only on touched files — clean
  • CI runs pass on the remote
  • Manual verification with a real password-protected PDF via gaia chat

…451)

Previously, password-protected PDFs were silently indexed as 0 chunks
and corrupted PDFs raised vague "Failed to process document" errors.

- Add EncryptedPDFError, CorruptedPDFError, EmptyPDFError exceptions
  (all subclasses of PDFExtractionError / ValueError for backcompat)
- Check reader.is_encrypted before extraction
- Map pypdf.errors.PdfReadError to CorruptedPDFError via `raise ... from`
- Detect image-only / unOCR'd PDFs and raise EmptyPDFError with OCR hint
- Surface actionable remediation in user-facing error messages
- Add pdf_status ("readable"/"encrypted"/"corrupted"/"empty") to
  extraction metadata and index_document stats
- Unit tests cover all three failure modes using pypdf-generated fixtures

Closes #451
@github-actions github-actions bot added rag RAG system changes tests Test changes performance Performance-critical changes labels Apr 17, 2026
The new is_encrypted check in _extract_text_from_pdf is correct, but the
existing PdfReader mocks in tests/test_rag.py inherit Mock's auto-attribute
behavior — Mock().is_encrypted returns a truthy Mock object, which the new
encryption guard interprets as "this PDF is encrypted" and short-circuits
indexing.

Set is_encrypted = False explicitly on the mock PDF readers in both
TestRAGSDK.mock_dependencies and TestMemoryLimits.mock_dependencies
fixtures. 13 previously-failing tests now pass; total tests/test_rag.py
+ tests/unit/rag/ run is 50/50 green.
@kovtcharov kovtcharov requested a review from itomek-amd April 17, 2026 06:14
@kovtcharov kovtcharov self-assigned this Apr 17, 2026
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@claude review this PR.

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github-actions bot commented Apr 17, 2026

Claude finished @kovtcharov's task —— View job


PR Review: fix(rag): detect encrypted and corrupted PDFs with actionable errors (#451)

Overall: 🟢 LGTM — Well-designed fix that properly addresses #451 with clean exception hierarchy and actionable user guidance.


🟢 Strengths

  1. Clean exception hierarchy — All three errors inherit from PDFExtractionError(ValueError), preserving backward compatibility with existing except ValueError: blocks while allowing granular handling.

  2. Actionable messages — Error messages include concrete remediation steps (qpdf, pdftk, ocrmypdf), not just failure descriptions. This is exactly what users need.

  3. Status codes for UIs — The pdf_status field with short codes ("encrypted", "corrupted", "empty", "readable") enables clean UI badging without parsing multi-line error strings.

  4. Proper exception chainingraise CorruptedPDFError(...) from e preserves the pypdf exception for operator debugging while surfacing user-friendly messages.

  5. Comprehensive test coverage — 15 tests covering all failure modes, hierarchy guards, and index_document integration. Fixtures built programmatically — no binary files in repo.

  6. Existing test fixes — Updated tests/test_rag.py to set mock_pdf_instance.is_encrypted = False so Mock auto-attributes don't trip the new guard.


🟡 Minor Suggestions

  1. Consider logging level (sdk.py:117, sdk.py:134, sdk.py:737)

    • Currently uses self.log.error() for all PDF failures. For empty PDFs (scanned docs), warning might be more appropriate since it's not an error per se — just missing OCR.
  2. Type annotation for status (sdk.py:60)

    • Consider using ClassVar[str] for the class-level status attribute to make the typing more precise:
    from typing import ClassVar
    status: ClassVar[str] = "unreadable"
  3. Test for VLM suggestion in EmptyPDFError (test_pdf_extraction_errors.py:477)

    • The test checks for "OCR" but the message also mentions VLM as an alternative. Consider extending the assertion to verify both remediation paths are present.

✅ Verified

  • Exception classes properly exported in __init__.py
  • __all__ updated alphabetically
  • No breaking changes to existing API
  • Test mocks appropriately bypass heavy deps (sentence-transformers, faiss, Lemonade)

Approve after CI passes. Nice work on making PDF failures actually actionable!

@kovtcharov kovtcharov added this pull request to the merge queue Apr 17, 2026
Merged via the queue into main with commit 058674b Apr 17, 2026
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@kovtcharov kovtcharov deleted the kalin/fix-encrypted-pdf-handling branch April 17, 2026 16:00
kovtcharov added a commit that referenced this pull request Apr 17, 2026
Resolves conflicts between PR #768 (pickle → JSON+HMAC cache) and main:
- #746 (RAG index thread safety): integrated state-lock + publish-after-
  rebuild pattern into the cache-load path
- #784 (encrypted PDF handling): `is_encrypted = False` added to all
  PdfReader mocks so the new encryption guard doesn't short-circuit
  TestCacheSecurity

Changes:
- src/gaia/rag/sdk.py: cache load path wraps `_verify_and_load_cache`
  result in `self._state_lock`; cache save uses `_save_cache`; removed
  obsolete CACHE_HEADER/MAX_CACHE_SIZE constants
- tests/test_rag.py: dropped 4 obsolete pickle-format tests (coverage
  lives in TestCacheSecurity for JSON+HMAC now); added class-level
  mock_dependencies fixture to TestCacheSecurity; added is_encrypted
  mock attribute to the module-level fixture as a robustness fallback

Post-merge: `pytest tests/test_rag.py tests/unit/rag/` → 40 pass, 1 skip.
No pickle/CACHE_HEADER references remain in merged code.
@itomek itomek mentioned this pull request Apr 20, 2026
6 tasks
github-merge-queue bot pushed a commit that referenced this pull request Apr 20, 2026
# GAIA v0.17.3 Release Notes

GAIA v0.17.3 is an extensibility and resilience release. You can now
package your own agents into a custom GAIA installer and seed them on
first launch, point GAIA at alternative OpenAI-compatible inference
servers from the C++ library (Ollama, for example), and start from three
new reference agents (weather, RAG Q&A, HTML mockup) that execute
against real Lemonade hardware in CI. It also hardens the RAG cache
against an insecure-deserialization class of bug (CWE-502) — all users
should upgrade.

**Why upgrade:**
- **Ship your own GAIA** — Export and import agents between machines,
follow a new guide to produce a custom installer that seeds your agents
on first launch, and on Windows install everything in one step because
the installer now includes the Lemonade Server MSI.
- **Work with alternative inference backends** — The C++ library now
preserves OpenAI-compatible `/v1` base URLs instead of rewriting them to
`/api/v1`, so servers that expose the standard `/v1` path (Ollama, for
example) work out of the box.
- **Start from a working example** — Three new reference agents (weather
via MCP, RAG document Q&A, HTML landing-page generator) with integration
tests that actually execute against Lemonade on a Strix CI runner.
- **Safer RAG cache** — Replaces `pickle` deserialization with JSON +
HMAC-SHA256 (CWE-502). Unsigned or tampered caches are rejected and
transparently rebuilt on the next query.
- **Better document handling** — Encrypted or corrupted PDFs now produce
distinct, actionable errors (`EncryptedPDFError`, `CorruptedPDFError`)
instead of generic failures, and the RAG index is hardened for
concurrent queries.

---

## What's New

### Custom Installers and Agent Portability

You can now package a custom GAIA installer that ships with your own
agents pre-loaded, and move agents between machines with export/import
(PR #795). On Windows, the official installer now includes the Lemonade
Server MSI and runs it during install, so a fresh machine has the
complete local-LLM stack after a single download (PR #781).

**What you can do:**
- Export an agent from `~/.gaia/agents/` to a portable bundle with `gaia
agents export` and import it on another machine with `gaia agents
import`
- Follow the new custom-installer playbook at
[`docs/playbooks/custom-installer/index.mdx`](/playbooks/custom-installer)
to distribute GAIA with your agents pre-loaded — useful for workshops,
team deployments, and internal tooling
- On Windows, the installer now includes Lemonade Server — no separate
download for a complete first-run experience

**Under the hood:**
- `gaia agents export` / `gaia agents import` CLI commands round-trip
agents between machines as portable bundles
- First-launch agent seeder
(`src/gaia/apps/webui/services/agent-seeder.cjs`) copies
`<resourcesPath>/agents/<id>/` into `~/.gaia/agents/<id>/` the first
time the app starts
- Windows NSIS installer embeds `lemonade-server-minimal.msi` into
`$PLUGINSDIR` and runs it via `msiexec /i ... /qn /norestart` during
install (auto-cleaned on exit)

---

### Broader Backend Compatibility in the C++ Library

The C++ library now preserves OpenAI-compatible `/v1` base URLs (PR
#773) instead of rewriting them to `/api/v1`. That means inference
servers that expose the standard OpenAI `/v1` path — for example, Ollama
at `http://localhost:11434/v1` — work out of the box without needing a
special adapter.

---

### Reference Agents and Real-Hardware Integration Tests

Three new example agents and a Strix-runner CI workflow land together
(PR #340).

**What you can do:**
- Copy `examples/weather_agent.py`, `examples/rag_doc_agent.py`, or
`examples/product_mockup_agent.py` as a starting point for your own
agents
- Run the new integration tests locally against Lemonade to validate
agents end-to-end, not just structurally

**Under the hood:**
- `tests/integration/test_example_agents.py` executes agents and
validates responses with a 5-minute-per-test timeout
- `.github/workflows/test_examples.yml` runs on the self-hosted Strix
runner (`stx` label) with Lemonade serving `Qwen3-4B-Instruct-2507-GGUF`
- Docs homepage refreshed with a technical value prop ("Agent SDK for
AMD Ryzen AI") and MCP / CUA added to the capabilities list

---

### Smarter PDF Handling in RAG

Encrypted and corrupted PDFs now surface as distinct, actionable errors
(`EncryptedPDFError`, `CorruptedPDFError`, `EmptyPDFError`) instead of
generic failures or silent 0-chunk indexes (PR #784, closes #451).
Encrypted PDFs are detected before extraction; corrupted PDFs are caught
during extraction with a clear message. Combined with the
indexing-failure surfacing in PR #723, you get a visible indexing-failed
status the moment a document fails — and the RAG index itself is now
thread-safe under concurrent queries (PR #746).

---

## Security

### RAG Cache Deserialization Replaced with JSON + HMAC

Fixes an insecure-deserialization issue in the RAG cache (CWE-502, PR
#768). Previously, cached document indexes were serialized with Python
`pickle`; if an attacker could write to `~/.gaia/` — via a shared drive,
a sync conflict, or a malicious extension — loading that cache could
execute arbitrary code.

v0.17.3 replaces `pickle` with signed JSON: caches are now serialized as
JSON and authenticated with HMAC-SHA256 using a per-install key stored
at `~/.gaia/cache/hmac.key`. Unsigned or tampered caches are rejected
and transparently rebuilt on the next query. Old `.pkl` caches from
previous GAIA versions are ignored and re-indexed the next time you
query a document.

**You should upgrade if you** share `~/.gaia/` across machines (Dropbox,
iCloud, network home directories), run GAIA in a multi-user environment,
or have ever imported RAG caches from another source.

---

## Bug Fixes

- **Ask Agent attaches files before sending to chat** (PR #725) —
Dropped files are indexed into RAG and attached to the active session
before the prompt is consumed, so the model sees the document on the
first turn instead of the second.
- **Document indexing failures are surfaced** (PR #723) — A document
that produces 0 chunks now raises `RuntimeError` in the SDK and surfaces
as `indexing_status: failed` in the UI, instead of looking like a silent
success. Covers RAG SDK, background indexing, and re-index paths.
- **Encrypted or corrupted PDFs produce actionable errors** (PR #784,
closes #451) — RAG now raises distinct `EncryptedPDFError` and
`CorruptedPDFError` exceptions instead of generic failures, so you see
exactly what went wrong.
- **RAG index thread safety hardened** (PR #746) — Adds `RLock`
protection around index mutation paths and rebuilds chunk/index state
atomically before publishing it, so concurrent queries read consistent
snapshots and failed rebuilds no longer leak partial state.
- **MCP JSON-RPC handler guards against non-dict bodies** (PR #803) — A
malformed JSON-RPC payload (array, string, null) now returns HTTP 400
`Invalid Request: expected JSON object` instead of an HTTP 500 from a
`TypeError`.
- **File-search count aligned with accessible results** (PR #754) — The
returned count now matches the number of files the tool actually
surfaces, instead of a pre-filter total that over-reported results the
caller could not access.
- **Tracked block cursor replaces misplaced decorative cursor** (PR
#727) — Fixes the mis-positioned blinking cursor in the chat input box,
which now tracks the actual caret position via a mirror-div technique.
- **Ad-hoc sign the macOS app bundle instead of skipping code signing**
(PR #765) — The `.app` bundle inside the DMG now carries an ad-hoc
signature, so Gatekeeper presents a single "Open Anyway" bypass in
System Settings instead of the unrecoverable "is damaged" error. Full
Apple Developer ID signing is still being finalized.

---

## Release & CI

- **Publish workflow: single approval gate, no legacy Electron apps**
(PR #758) — Removed the legacy jira and example standalone Electron apps
from the publish pipeline; a single `publish` environment gate governs
PyPI, npm, and installer publishing.
- **Claude CI modernization** (PR #797, PR #799, PR #783) — Migrated all
four `claude-code-action` call sites to `v1.0.99` (pinned by SHA, fixes
an issue-handler hang), bumped `--max-turns` from 20 to 50 on both
`pr-review` and `pr-comment` for deeper analysis, upgraded to Opus 4.7,
standardized 23 subagent definitions with explicit when-to-use sections
and tool allowlists, and added agent-builder tooling (manifest schema,
`lint.py --agents`, BuilderAgent mixins).

---

## Docs

- **Roadmap overhaul** (PR #710) — Milestone-aligned plans with
voice-first as P0 and 9 new plan documents for upcoming initiatives.
- **Plan: email triage agent** (PR #796) — Specification for an upcoming
email triage agent.
- **Docs/source drift resolved** (PR #794) — Fixed broken SDK examples
across 15 docs, rewrote 5 spec files against the current source
(including two that documented entire APIs that don't exist in code),
added 20+ missing CLI flags to the CLI reference, and removed 2
already-shipped plan documents (installer, mcp-client).
- **FAQ: data-privacy answer clarified for external LLM providers** (PR
#798) — Sharper guidance on what leaves your machine when you point GAIA
at Claude or OpenAI.

---

## Full Changelog

**21 commits** since v0.17.2:

- `6d3f3f71` — fix: replace misplaced decorative cursor with tracked
terminal block cursor (#727)
- `874cf2a3` — fix: Ask Agent indexes and attaches files before sending
to chat (#725)
- `4fa121e2` — fix: surface document indexing failures instead of silent
0-chunk success (#723)
- `34b1d06e` — fix(ci): ad-hoc sign macOS DMG instead of skipping code
signing (#765)
- `7188b83c` — Roadmap overhaul: milestone-aligned plans with
voice-first P0 and 9 new plan documents (#710)
- `1beddac5` — cpp: support Ollama-compatible /v1 endpoints (#773)
- `cf9ac995` — fix: harden rag index thread safety (#746)
- `1c55c31b` — fix(ci): remove legacy electron apps from publish, single
approval gate (#758)
- `52946a7a` — feat(installer): bundle Lemonade Server MSI into Windows
installer (#774) (#781)
- `e96b3686` — ci(claude): review infra + conventions + subagent
overhaul + agent-builder tooling (#783)
- `058674b5` — fix(rag): detect encrypted and corrupted PDFs with
actionable errors (#451) (#784)
- `7bcb5d51` — fix: replace insecure pickle deserialization with JSON +
HMAC in RAG cache (CWE-502) (#768)
- `a5167e5f` — fix: keep file-search count aligned with accessible
results (#754)
- `da5ba458` — ci(claude): migrate to claude-code-action v1.0.99 + fix
issue-handler hang (#797)
- `03f546b9` — ci(claude): bump pr-review and pr-comment --max-turns 20
-> 50 (#799)
- `4119d564` — docs(faq): clarify data-privacy answer re: external LLM
providers (#798)
- `0cfbcf41` — Add example agents and integration test workflow (#340)
- `c4bd15fb` — docs: fix drift between docs and source (docs review pass
1 + 2) (#794)
- `407ed5b8` — docs(plans): add email triage agent spec (#796)
- `06fb04a4` — fix(mcp): guard JSON-RPC handler against non-dict body
(#803)
- `880ad603` — feat(installer): custom installer guide, agent
export/import, first-launch seeder (#795)

Full Changelog:
[v0.17.2...v0.17.3](v0.17.2...v0.17.3)

---

## Release checklist
- [x] `util/validate_release_notes.py docs/releases/v0.17.3.mdx --tag
v0.17.3` passes
- [x] `src/gaia/version.py` → `0.17.3`
- [x] `src/gaia/apps/webui/package.json` → `0.17.3`
- [x] Navbar label in `docs/docs.json` → `v0.17.3 · Lemonade 10.0.0`
- [x] All 21 PRs in the range (v0.17.2..HEAD) are represented in the
notes
- [ ] Review from @kovtcharov-amd addressed
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Handle password-protected and corrupted PDFs gracefully

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