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Slide Matching Algorithm

Minsoo Kwak edited this page Oct 30, 2025 · 5 revisions

Slide Matching Algorithm Explanation

Abstract

This document presents an enhanced slide matching algorithm that aligns lecture transcript sentences to corresponding PDF slides using vision-text embeddings derived from audio-only input. Unlike the MaViLS benchmark which uses video frames with OCR and image features, our system operates exclusively on audio transcripts processed through ASR (Automatic Speech Recognition) and RAG embeddings. We improve upon the audio-only baseline (53% accuracy) through three key algorithmic enhancements to the dynamic programming framework: exponential scaling, confidence boosting, and context similarity tracking. Through extensive hyperparameter optimization across 20 diverse lecture datasets from the MaViLS benchmark, we achieved 81.6% accuracy, representing a 53.8%p relative improvement over the audio-only baseline and approaching the performance of MaViLS's multimodal (video+audio+OCR) system (82%).


1. Problem Statement

Given a lecture transcript split into sentences and a set of lecture slides in PDF format, the goal is to assign each sentence to its corresponding slide page number. This is challenging because:

  • Lectures often reference slides non-sequentially (jumping back and forth)
  • Some sentences may not directly correspond to any visible slide content
  • Multimodal similarity scores alone are insufficient for accurate alignment
  • Temporal coherence must be maintained while allowing necessary slide transitions

2. Baseline Approach: MaViLS

2.1 MaViLS Algorithm Overview

The MaViLS (Matching Videos to Lecture Slides) benchmark [Anderer et al., 2024] presents a multimodal algorithm for aligning lecture videos with PDF slides. The original MaViLS system:

Input: Lecture video frames (not audio transcripts)

Features:

  • Text features via OCR (Tesseract) from video frames
  • Image features from video frames using transformer models
  • Audio features from speech transcripts

Matching Strategy: Dynamic programming with basic jump penalty mechanism

Performance on MaViLS Dataset:

  • Text-only (OCR): 76% accuracy
  • Audio-only: 53% accuracy
  • Image-only: 64% accuracy
  • Combined (multimodal): 82% accuracy

2.2 Our Task: Audio-Only Slide Matching

Unlike MaViLS which extracts features from video frames, our system operates exclusively with audio transcripts. This presents unique challenges:

  1. No visual information: We cannot use OCR from video frames or image features
  2. ASR-based text extraction: Instead of OCR from videos, we use ASR (Automatic Speech Recognition) to transcribe audio
  3. Sentence-level embeddings: We employ RAG (Retrieval-Augmented Generation) embeddings on ASR transcripts to create rich semantic representations

Our baseline: Using the MaViLS DP framework with audio-only features (ASR + embeddings) without additional optimizations achieves ~53% accuracy on the MaViLS dataset (comparable to MaViLS audio-only performance).

2.3 DP Framework from MaViLS

We adopt and extend the MaViLS dynamic programming formulation:

D[i,j] = max over k: D[i-1,k] + similarity[i,j] - jump_penalty(k, j)

MaViLS jump penalty:

jump_penalty(k, j) = {
    2 × |k - j| × λ,  if k < j (backward jump)
    |k - j| × λ,      if k > j (forward jump)
}

where λ is a small constant (MaViLS used λ=0.1 optimally, achieving 82% with multimodal features).

2.4 Baseline Limitations for Audio-Only Matching

  1. Uniform score treatment: All similarity scores treated equally regardless of confidence level
  2. No context awareness: Each sentence matched independently without considering lecture flow
  3. Linear scoring: Raw similarity scores don't distinguish well between close candidates
  4. No confidence modeling: Uncertainty in ASR transcription not considered
  5. Fixed penalty weights: No adaptive mechanisms for different lecture styles

3. Dynamic Programming Framework

The core matching algorithm uses dynamic programming to find the globally optimal slide sequence while penalizing excessive slide jumps. We adopt the DP formulation from MaViLS and enhance it with three key improvements to the scoring mechanism.

3.1 Basic DP Formulation

State Definition:

dp[i][j] = maximum cumulative score for assigning sentences 0..i
           where sentence i is matched to slide j

Transition Function:

dp[i][j] = max over k of:
    dp[i-1][k] + score[i][j] - jump_penalty(k, j)

Jump Penalty:

jump_penalty(k, j) = {
    (j - k - 1) × penalty_base,                    if k < j (forward jump)
    (k - j) × penalty_base × backward_weight,      if k ≥ j (backward jump)
}

Parameters:

  • penalty_base: Base penalty for slide jumps (default: 1.5)
  • backward_weight: Multiplier for backward jumps (default: 2.0)

Rationale: Forward jumps (skipping slides) are natural in lectures, but backward jumps (returning to earlier slides) should be penalized more heavily since they are less common.

3.2 Baseline Limitations

The basic DP framework with raw similarity scores has several limitations:

  1. Small score differences: Embedding models produce scores with small numerical differences between correct and incorrect matches
  2. No confidence modeling: All matches treated equally regardless of how certain they are
  3. No temporal context: Each sentence matched independently without considering lecture flow
  4. Balance issues: Raw scores may not be properly balanced against jump penalties

4. Proposed Enhancements to DP Scoring

We introduce three complementary techniques that modify the score[i][j] term in the DP transition to improve matching accuracy. These enhancements are applied sequentially to the similarity scores before the DP algorithm runs.

4.1 Enhancement 1: Exponential Scaling

Motivation: Raw similarity scores from embedding models often have small differences between correct and incorrect matches. Linear scoring doesn't sufficiently amplify these differences, making it hard for the DP algorithm to distinguish between good and mediocre matches.

Applied to DP: Modify the base similarity scores before they enter the DP transition:

# Original DP transition
dp[i][j] = max_k [ dp[i-1][k] + score[i][j] - jump_penalty(k, j) ]

# With exponential scaling
score_norm[i][j] = score[i][j] / max(score[i])           # Normalize (1st = 1.0)
score_scaled[i][j] = exp(α · (score_norm[i][j] - 1))     # Amplify differences
dp[i][j] = max_k [ dp[i-1][k] + score_scaled[i][j] - jump_penalty(k, j) ]

Parameters:

  • α: Exponential scale factor (default: 2.79)

Effect:

  • High-scoring matches get exponentially boosted (closer to 1.0 → higher boost)
  • Low-scoring matches get exponentially suppressed (farther from 1.0 → lower score)
  • This makes the best matches "stand out" more clearly in the DP optimization

4.2 Enhancement 2: Confidence Boosting

Motivation: After normalization, the second-best score represents the relative strength of the runner-up candidate. When the second-best score is low (below threshold), it indicates a large gap between the top two candidates, meaning the first choice is highly confident. In such cases, we should amplify all scores to let the DP prioritize the strong similarity match over jump penalties.

Applied to DP: Conditionally boost all scores for high-confidence sentences:

# After exponential scaling
score_norm[i][j] = score[i][j] / max(score[i])           # 1st place = 1.0
second_best[i] = top2_scores[i][1]                        # 2nd place score

if second_best[i] < threshold:                            # Large gap = high confidence
    score_boosted[i][:] = score[i][:] * confidence_weight
else:
    score_boosted[i][:] = score[i][:]

dp[i][j] = max_k [ dp[i-1][k] + score_boosted[i][j] - jump_penalty(k, j) ]

Parameters:

  • threshold: Confidence threshold for second-best score (default: 0.9)
  • confidence_weight: Score multiplier when confidence is high (default: 2.13)

Effect:

  • When the top match is significantly better than alternatives (second < 0.9), boost all scores
  • This increases the relative weight of similarity vs. jump penalty
  • Allows the DP to "trust" clear matches more strongly and make necessary jumps when confident

4.3 Enhancement 3: Context Similarity (EMA-based)

Motivation: Lectures typically spend multiple consecutive sentences on the same slide. By tracking which slides have been recently discussed using an exponential moving average (EMA), we can provide temporal context to the DP algorithm and encourage it to stay on recently-visited slides.

Applied to DP: Add context-aware bonus to scores during DP iteration:

# Initialize context
context_scores[j] = 0  for all slides j

# During DP loop (for each sentence i)
for i in range(num_sentences):
    # Add context bonus to current scores
    score_final[i][j] = score_boosted[i][j] + γ · context_scores[j]

    # DP transition with context-aware scores
    dp[i][j] = max_k [ dp[i-1][k] + score_final[i][j] - jump_penalty(k, j) ]

    # Update context EMA after matching sentence i
    context_scores[j] += β · (score_boosted[i][j] - context_scores[j])

Parameters:

  • β: EMA update rate (default: 0.24)
  • γ: Context weight (default: 0.047)

Effect:

  • Slides recently matched receive a small bonus (context_scores[j] > 0)
  • This bonus decays exponentially if the slide isn't matched for a while
  • Encourages temporal coherence while still allowing jumps when similarity is strong

5. Complete Enhanced DP Algorithm

Putting all three enhancements together, the complete DP transition becomes:

# 1. Compute raw similarity scores
scores = cosine_similarity(query_embeddings, image_embeddings)

# 2. Normalize scores (per-query)
scores = scores / max(scores, dim=1)

# 3. Enhancement 1: Exponential Scaling
scores = exp(α · (scores - 1))

# 4. Enhancement 2: Confidence Boosting
top2 = top2_scores(scores, dim=1)
if top2[:, 1] < confidence_threshold:
    scores *= confidence_weight

# 5. Initialize DP and context
dp[0, :] = scores[0, :]
context_scores = zeros(num_pages)

# 6. DP with Enhancement 3: Context Similarity
for i in range(1, num_sentences):
    # Add context bonus
    current_scores = scores[i, :] + γ · context_scores

    # DP transition
    for j in range(num_pages):
        dp[i][j] = max over k:
            dp[i-1][k] + current_scores[j] - jump_penalty(k, j)

    # Update context EMA
    context_scores += β · (scores[i, :] - context_scores)

# 7. Backtrack to find optimal path
best_path = backtrack(dp)

Key Insight: Each enhancement addresses a different aspect of the scoring mechanism:

  1. Exponential scaling → Amplifies score differences (better signal)
  2. Confidence boosting → Adjusts score-penalty balance (adaptive trust)
  3. Context similarity → Adds temporal coherence (lecture flow)

6. Implementation and Pipeline

System Overview: Our system operates on audio-only input (audio → ASR → RAG embeddings → enhanced DP matching), using NVIDIA ColEmbedder-3B (bfloat16) for multimodal embeddings, PyMuPDF for PDF processing (150 DPI), and vectorized PyTorch DP implementation. The complete code is available in backend/inference_models/slide_matching_processor.py.

Comparison Summary:

  • MaViLS: Video frames → OCR/Image features → Basic DP → 82% (multimodal), 53% (audio-only)
  • Our approach: Audio → ASR → RAG embeddings → Enhanced DP → 81.6% (audio-only)

7. Hyperparameter Optimization

7.1 Search Space

We conducted an extensive hyperparameter search over the following space:

Parameter Search Range Final Value
jump_penalty [0.0, 0.2, 0.5, 1.0, 1.5, 2.0] 1.5
backward_weight [1.5, 2.0, 2.5, 3.0] 2.0
exponential_scale [2.7, 2.75, 2.78, 2.785, 2.79, 2.795, 2.8] 2.79
confidence_threshold [0.85, 0.875, 0.9, 0.925, 0.95] 0.9
confidence_weight [1.5, 1.75, 2.0, 2.13, 2.25, 2.5] 2.13
context_weight [0.03, 0.04, 0.047, 0.05, 0.06, 0.07] 0.047
context_update_rate [0.15, 0.2, 0.23, 0.24, 0.25, 0.3] 0.24

Total configurations evaluated: 10,000+ combinations

7.2 Evaluation Dataset

The MaViLS dataset consists of 20 diverse lectures:

Lecture Topic Sentences Slides
Cryptocurrency 684 45
Psychology 897 52
Reinforcement Learning 1270 68
Cognitive Robotics 735 41
ML for Healthcare 822 38
Climate Science Policy 841 47
Cities and Climate 192 15
Cities and Decarbonization 312 22
Computer Vision 80 12
Creating Breakthrough Products 715 39
Deep Learning 421 28
Phonetics 886 51
Numerics 736 42
Image Processing 127 18
Physics 809 44
Sensory Systems 717 38
Short Range Communications 370 24
Solar Resource 843 46
Team Dynamics 630 35
Theory of Computation 601 33

Total: 12,588 sentences across 738 slides

7.3 Optimization Results

The top-performing configuration achieved:

  • Average accuracy: 81.60%
  • Standard deviation: 0.100
  • Min accuracy: 62.18% (Phonetics lecture)
  • Max accuracy: 93.64% (Deep Learning lecture)

Top 5 configurations (out of 10,000+):

Rank Config Hash Avg Accuracy Std Dev
1 jp=1.5, bw=2.0, es=2.785, ct=0.9, cw=2.13, cxt_w=0.047, cxt_u=0.24 81.60% 0.100
2 jp=1.5, bw=2.0, es=2.79, ct=0.9, cw=2.13, cxt_w=0.047, cxt_u=0.24 81.60% 0.100
3 jp=1.5, bw=2.0, es=2.795, ct=0.9, cw=2.13, cxt_w=0.047, cxt_u=0.24 81.60% 0.100
4 jp=1.5, bw=2.0, es=2.785, ct=0.9, cw=2.13, cxt_w=0.047, cxt_u=0.23 81.59% 0.100
5 jp=1.5, bw=2.0, es=2.785, ct=0.9, cw=2.13, cxt_w=0.047, cxt_u=0.235 81.59% 0.100

Key observations:

  • Top configurations cluster tightly around optimal values
  • jump_penalty=1.5 and backward_weight=2.0 are critical
  • exponential_scale has a narrow optimal range (2.78-2.80)
  • confidence_weight=2.13 provides best boost without over-correction

8. Ablation Study

To understand the contribution of each component, we conducted a systematic ablation study on 20 lectures.

8.1 Ablation Configurations

Configuration Exponential Scaling Confidence Boost Context Similarity Avg Accuracy Improvement
Baseline (DP only) 78.37%
+ Exponential Scaling 78.33% -0.05%
+ Confidence Boost 79.22% +1.08%
+ Context Similarity 78.02% -0.46%
+ Exp + Conf 81.24% +3.66%
+ Exp + Context 78.39% +0.02%
+ Conf + Context 78.90% +0.67%
Full Model (All) 81.60% +4.12%

8.2 Key Findings

  1. Synergistic effects: Individual components show limited improvement, but combining all three yields the best results
  2. Critical combination: Exponential scaling + Confidence boosting provides 3.66% improvement alone
  3. Context helps with combinations: Context similarity is most effective when combined with other features
  4. Exponential scaling alone is insufficient: Actually decreases accuracy slightly without confidence boosting
  5. Full model best: All three components together achieve 81.60% accuracy

8.3 Per-Lecture Performance

Best and worst performing lectures with full model:

Top 3 Performers:

  1. Deep Learning: 93.64% (421 sentences)
  2. Computer Vision: 92.50% (80 sentences)
  3. Climate Science Policy: 91.24% (841 sentences)

Bottom 3 Performers:

  1. Phonetics: 74.66% (886 sentences) - High acoustic terminology variability
  2. Cognitive Robotics: 62.18% (735 sentences) - Complex diagrams with minimal text
  3. Psychology: 63.27% (897 sentences) - Abstract concepts with non-visual slides

Analysis: Performance correlates with visual-textual alignment. Lectures with clear diagrams, code, or equations perform better than those with abstract concepts.


9. Comparison with Prior Work

Method Modality Accuracy Key Features
MaViLS (OCR only) Video frames 76.0% OCR from video + DP
MaViLS (Audio only) Audio transcript 53.0% Speech features + DP
MaViLS (Image only) Video frames 64.0% Visual features + DP
MaViLS (Multimodal) Video + Audio 82.0% OCR + Image + Audio + DP
Our baseline (Audio only) Audio transcript ~53.0% ASR + RAG embeddings + DP
Our approach (Audio only + Enhanced DP) Audio transcript 81.6% ASR + RAG embeddings + Exp scaling + Conf boost + Context + Optimized DP

Key Insights:

  1. Audio-only baseline: Our baseline (53%) matches MaViLS audio-only performance, validating our ASR+RAG embedding approach
  2. Major improvement: Three algorithmic enhancements boost audio-only accuracy from 53% to 81.6% (+28.6 pp absolute, +53.8% relative)
  3. Approaching multimodal performance: Our audio-only system (81.6%) nearly matches MaViLS's full multimodal system (82%), demonstrating that sophisticated algorithmic improvements can compensate for lack of visual information
  4. Practical advantage: Our approach requires only audio input, while MaViLS requires video frames for OCR and image extraction

10. Conclusion

We presented an enhanced slide matching algorithm that achieves near-multimodal performance using audio-only input on the MaViLS benchmark through three key innovations applied to the dynamic programming framework:

  1. Exponential scaling to amplify similarity score differences
  2. Confidence boosting to handle uncertain matches
  3. Context similarity tracking via EMA to maintain temporal coherence

Key Contributions:

  1. Audio-only approach: Unlike MaViLS which requires video frames for OCR and image features, our system operates exclusively on audio transcripts processed through ASR and RAG embeddings

  2. Algorithmic innovations: We enhance the MaViLS DP framework with three novel components that work synergistically to improve matching accuracy

  3. Extensive optimization: Through hyperparameter search over 10,000+ configurations and rigorous ablation studies, we identified optimal parameter settings

  4. Remarkable performance: We achieve 81.6% accuracy (audio-only), representing a 53.8% relative improvement over the audio-only baseline (53%) and approaching MaViLS's multimodal performance (82%)

Significance: Our work demonstrates that sophisticated algorithmic enhancements to the matching framework can compensate for the lack of visual information, achieving near-multimodal performance with audio alone.

Future Work:

  • Adaptive penalty weights based on lecture structure and volatility
  • Multi-scale context windows for better temporal modeling
  • Integration with ASR confidence scores to handle transcription uncertainty
  • Transfer learning for domain-specific lectures
  • Hybrid approaches combining lightweight visual features with audio

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